Form D · Other Investment Fund

LGIMA TREASURY 15 PLUS STRIPS FUND LLC

Chicago, IL · CIK 0001597977

Offering snapshot reported Apr 27, 2018 · SEC filing

Reported sold
$48.9M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 9, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.1M$50.2MJan 24, 2014: $10,000,000.00Jan 24, 2014Jan 6, 2015: $31,886,895.00Jan 6, 2015May 15, 2015: $31,886,895.00May 9, 2016: $50,172,907.00May 9, 2016May 3, 2017: $46,342,232.00May 3, 2017Apr 27, 2018: $48,919,506.00Apr 27, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$46,342,232 → $48,919,506

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2018Amendment$48,919,506$2,577,274vs May 3, 20172SEC filing
May 3, 2017Amendment$46,342,232-$3,830,675vs May 9, 20162SEC filing
May 9, 2016Amendment$50,172,907$18,286,012vs May 15, 20152SEC filing
May 15, 2015Amendment$31,886,895$0vs Jan 6, 20152SEC filing
Jan 6, 2015Amendment$31,886,895$21,886,895vs Jan 24, 20142SEC filing
Jan 24, 2014Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-210647

Source: Form D, filed Apr 27, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LGIMA TREASURY 15+ STRIPS FUND, LLC

Investment adviser: LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Mar 20, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1294177 · Mar 20, 2019 · Schedule D 7.B.(1), fund 805-3420237462

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Bender Director, Executive
Siobhan Boylan Director
Michael Craston Director
Richard Davis Director
Lawrence Griffin Executive
Jodan Ledford Director, Executive
Aaron Meder Director, Executive
Thomas Meyers Director, Promoter
Robert Moore Director, Executive
Chad Rakvin Director
Patrick Ryan Director, Executive
Werner Vetsch Executive
Mark Zinkula Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
71 South Wacker Drive Suite 800
Chicago, IL, 60606