MACKAY SHIELDS STATUTORY TRUST

Filings

Date	FilingType	Reported Sold	Incremental Cash	Type	Exemptions	Link to Raw Filing
2016-10-0710/7/16	Amended	$575,042,261	$2,408,500	Equity Only	06b 3C 3C.1	SEC linkSEC
2015-10-0910/9/15	Amended	$572,633,761	$21,566,225	Equity Only	06b 3C 3C.1	SEC linkSEC
2014-10-0910/9/14	Amended	$551,067,536	$982,200	Equity Only	06b 3C 3C.1	SEC linkSEC
2013-10-0910/9/13	Amended	$550,085,336	$0	Equity Only	06b 3C 3C.1	SEC linkSEC
2012-10-0910/9/12	Amended	$550,085,336	$2,631,000	Equity Only	06 3C 3C.1	SEC linkSEC
2011-10-1710/17/11	Amended	$547,454,336	$35,664,800	Equity Only	06 3C 3C.1	SEC linkSEC
2010-10-2110/21/10	New	$511,789,536	$511,789,536	Equity Only	06 3C 3C.1	SEC linkSEC

Directors and Executives (Current and Past)

Name	Role
None The Bank Of New York Mellon	Director

Industry: Pooled Investment Fund (See others in industry)

Address:

Mackay Shields Llc 1345 Avenue Of The Americas, 43 Rd Floor
New York, NY, 10105
Phone: 212-230-3893