Form D · Private Equity Fund

Medley Opportunity Fund II LP

New York, NY · CIK 0001525228

Offering snapshot reported May 2, 2014 · SEC filing

Reported sold: $581M
Investors reported: 30
Minimum accepted: $2M
First sale: Dec 17, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$452,480,000 → $581,022,700
Reported investors24 → 30

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 2, 2014	Amendment	$581,022,700	$128,542,700vs Apr 10, 2013	30	SEC filing
Apr 10, 2013	Amendment	$452,480,000	$144,430,000vs Aug 16, 2011	24	SEC filing
Aug 16, 2011	Initial	$308,050,000	No comparison	17	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-164540

The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Silver Leaf Partners, LLC	126694
Pickwick Capital Partners, LLC	130672

Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

MEDLEY OPPORTUNITY FUND II LP

Investment adviser: MEDLEY CAPITAL LLC

Gross asset value: $121M
Beneficial owners: 31
ADV minimum commitment: $10M

Reported in Form ADV on Jan 4, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PEF SERVICES LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian KEYBANK NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION FLORENCE, North Carolina, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1579791 · Jan 4, 2022 · Schedule D 7.B.(1), fund 805-1291685132

Reported by MEDLEY CAPITAL LLC (CRD 167354).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Matched by reported Form D file number

MEDLEY OPPORTUNITY FUND II LP

Investment adviser: MOF II MANAGEMENT LLC

Gross asset value: $49.5M
Beneficial owners: 31
ADV minimum commitment: $10M

Reported in Form ADV on Dec 21, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PEF SERVICES LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian KEYBANK NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION FLORENCE, North Carolina, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

Filing source

Form ADV 1694674 · Dec 21, 2022 · Schedule D 7.B.(1), fund 805-1291685132

Reported by MOF II MANAGEMENT LLC (CRD 322225).

Final SEC ERA Report; Final State ERA Report.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Fentress Andrew	Executive
Andrew Fentress	Executive
Seth Taube	Executive
Brook Taube	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Mof Ii Gp Llc 375 Park Avenue, 33 Rd Floor
New York, NY, 10152
Phone: (212) 759-0777