Form D · Private Equity Fund
Medley Opportunity Fund III LP
New York, NY · CIK 0001629102
Offering snapshot reported Jan 13, 2017 · SEC filing
- Reported sold
- $112M Offering amount: $800M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $10M Reported outside-investor minimum
- First sale
- Dec 19, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2017 | Amendment | $111,800,000 | $0vs Jan 14, 2016 | 6 | SEC filing |
| Jan 14, 2016 | Amendment | $111,800,000 | $24,800,000vs Jan 14, 2015 | 6 | SEC filing |
| Jan 14, 2015 | Initial | $87,000,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-232238
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pickwick Capital Partners, LLC | 130672 | |
| Silver Leaf Partners, LLC | 126694 | |
| Wellford Capital Markets, LLC | 152902 | |
| NH Investments & Securities Co., Ltd. | None | |
| General Wellington Capital LLC | 282139 |
Source: Form D, filed Jan 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
MEDLEY OPPORTUNITY FUND III LP
Investment adviser: MOF III MANAGEMENT LLC
- Gross asset value
- $56.4M
- Beneficial owners
- 8
- ADV minimum commitment
- $100K
Reported in Form ADV on Dec 21, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WEAVER AND TIDWELL, L.L.P.
PCAOB 410
Filing source
Form ADV 1694673 · Dec 21, 2022 · Schedule D 7.B.(1), fund 805-8131556921
Reported by MOF III MANAGEMENT LLC (CRD 322227).
Final SEC ERA Report; Final State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Matched by reported Form D file number
MEDLEY OPPORTUNITY FUND III LP
Investment adviser: MEDLEY CAPITAL LLC
- Gross asset value
- $70.3M
- Beneficial owners
- 8
- ADV minimum commitment
- $100K
Reported in Form ADV on Jan 4, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 1579791 · Jan 4, 2022 · Schedule D 7.B.(1), fund 805-8131556921
Reported by MEDLEY CAPITAL LLC (CRD 167354).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Matched by reported Form D file number
MEDLEY OPPORTUNITY FUND III, LP
Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC
- Gross asset value
- $0
- Beneficial owners
- 7
- ADV minimum commitment
- $10M
Reported in Form ADV on May 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WEAVER AND TIDWELL LLP
PCAOB 410
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund asset history · 4 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2022 | $38,500,000 | 7 | Mar 29, 2023 |
| 2023 | $27,599,162 | 7 | Mar 28, 2024 |
| 2024 | $12,272,394 | 7 | Mar 28, 2025 |
| 2025 | $0 | 7 | Mar 27, 2026 |
Filing source
Form ADV 2103022 · May 5, 2026 · Schedule D 7.B.(1), fund 805-6750534689
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mof Iii Gp Llc | Executive, Promoter |
| Mof Iii Management Llc | Executive, Promoter |
| Brook Taube | Executive |
| Seth Taube | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017
Phone: 212-759-0777