Form D · Other Investment Fund
NBEC CLO XVII SP
Chicago, IL · CIK 0001615409
Offering snapshot reported Jul 31, 2014 · SEC filing
- Reported sold
- $1.68M Offering amount: $1.68M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 24, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 31, 2014 | Initial | $1,681,580 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-222107
Source: Form D, filed Jul 31, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NBEC SPC/NBEC CLO XVII SP
Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC
- Gross asset value
- $391M
- Beneficial owners
- 0
- ADV minimum commitment
- $50K
Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK, N.A.
LEI 6BYL5QZYBDK8S7L73M02
Filing source
Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-4487570213
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph V. Amato | Executive |
| Bradley Tank | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60603