Form D · Hedge Fund

Neuberger Berman U.S. Equity Index PutWrite Fund LLC

New York, NY · CIK 0001698121

Offering snapshot reported Jul 14, 2026 · SEC filing

Reported sold
$2.17B
Indefinite offering
Investors reported
74
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Feb 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.08B$2.17BFeb 15, 2017: $61,000,000.00Feb 15, 2017Apr 13, 2017: $68,000,000.00Jun 14, 2017: $78,000,000.00Aug 21, 2017: $158,700,000.00Dec 19, 2017: $263,051,000.00Feb 26, 2018: $302,226,000.00Sep 7, 2018: $598,384,723.00Jan 8, 2019: $663,139,334.00Apr 4, 2019: $955,569,856.00Jul 2, 2019: $961,569,856.00Feb 6, 2020: $1,209,804,856.00Feb 5, 2021: $1,444,201,856.00Jun 30, 2021: $1,445,801,856.00Jun 30, 2022: $2,042,301,856.00Apr 14, 2023: $2,091,396,567.00Apr 11, 2024: $2,118,921,567.00Jul 15, 2024: $2,120,471,567.00Jul 14, 2025: $2,161,346,567.00Jul 14, 2026: $2,166,336,567.00Jul 14, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,161,346,567 → $2,166,336,567
  • Reported investors73 → 74

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 14, 2026Amendment$2,166,336,567$4,990,000vs Jul 14, 202574SEC filing
Jul 14, 2025Amendment$2,161,346,567$40,875,000vs Jul 15, 202473SEC filing
Jul 15, 2024Amendment$2,120,471,567$1,550,000vs Apr 11, 202471SEC filing
Apr 11, 2024Amendment$2,118,921,567$27,525,000vs Apr 14, 202371SEC filing
Apr 14, 2023Amendment$2,091,396,567$49,094,711vs Jun 30, 202267SEC filing
Jun 30, 2022Amendment$2,042,301,856$596,500,000vs Jun 30, 202163SEC filing
Jun 30, 2021Amendment$1,445,801,856$1,600,000vs Feb 5, 202145SEC filing
Feb 5, 2021Amendment$1,444,201,856$234,397,000vs Feb 6, 202044SEC filing
Feb 6, 2020Amendment$1,209,804,856$248,235,000vs Jul 2, 201941SEC filing
Jul 2, 2019Amendment$961,569,856$6,000,000vs Apr 4, 201940SEC filing
Apr 4, 2019Amendment$955,569,856$292,430,522vs Jan 8, 201940SEC filing
Jan 8, 2019Amendment$663,139,334$64,754,611vs Sep 7, 201837SEC filing
Sep 7, 2018Amendment$598,384,723$296,158,723vs Feb 26, 201831SEC filing
Feb 26, 2018Amendment$302,226,000$39,175,000vs Dec 19, 201724SEC filing
Dec 19, 2017Amendment$263,051,000$104,351,000vs Aug 21, 201719SEC filing
Aug 21, 2017Amendment$158,700,000$80,700,000vs Jun 14, 20178SEC filing
Jun 14, 2017Amendment$78,000,000$10,000,000vs Apr 13, 20175SEC filing
Apr 13, 2017Amendment$68,000,000$7,000,000vs Feb 15, 20174SEC filing
Feb 15, 2017Initial$61,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$299K (estimated)
Finders' fees
$0
Form D file number
021-280705
Item 13(b) excludes redemptions.
The estimated amount of sales commissions is based upon commissions paid from the inception of the Fund through June 30, 2026.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneNeuberger Berman BD LLC · CRD 2908

Source: Form D, filed Jul 14, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE FUND LLC

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value
$1.68B
Beneficial owners
61
ADV minimum commitment
$10M

Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian U.S. BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-7482979456

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph V. Amato Director, Executive
Ashok Bhatia Director, Executive
Kenneth De Regt Director, Executive
Robert Eason Director
Andrew A. Johnson Director, Executive
Lawrence Kohn Director, Executive
John Douglas Kramer Director, Executive
N/A Neuberger Berman Investment Advisers Llc Promoter
Vanessa Rosenthal Director, Executive
Bradley C. Tank Director, Executive
Stephen Wright Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas
New York, NY, 10104