Form D · Private Equity Fund

NEW ENTERPRISE ASSOCIATES 13 LP

Baltimore, MD · CIK 0001452907

Offering snapshot reported Oct 16, 2009 · SEC filing

Reported sold
$2.46B
Offering amount: $2.5B
Investors reported
187
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 23, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.23B$2.46BApr 27, 2009: $2,152,425,000.00Apr 27, 2009Oct 16, 2009: $2,457,680,000.00Oct 16, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,152,425,000 → $2,457,680,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2009Amendment$2,457,680,000$305,255,000vs Apr 27, 2009187SEC filing
Apr 27, 2009Amendment$2,152,425,000No comparisonNot reportedSEC filing
Dec 18, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.2M (estimated)
Finders' fees
$0
Form D file number
021-125476
Excludes the interest of the General Partner, which has committed $24,825,051, representing 1% of the commitments of all partners to date.
Sales commissions to be paid to Greenhill & Co., LLC by NEA Management Company, LLC with respect to a limited number of investors that participated in the Issuer's most recent closing.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Greenhill & Co., LLC40290

Source: Form D, filed Oct 16, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW ENTERPRISE ASSOCIATES 13, L.P.

Investment adviser: NEA MANAGEMENT COMPANY, LLC

Gross asset value
$648M
Beneficial owners
247
ADV minimum commitment
$50K

Reported in Form ADV on Aug 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP BALTIMORE, Maryland, United States
Custodian CITIBANK, N.A. NEW CASTLE, Delaware, United States Related to adviser: No
Custodian FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N. A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

FIRST CITIZENS BANK
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N. A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 2126923 · Aug 26, 2026 · Schedule D 7.B.(1), fund 805-3869101802

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
M. James Barrett Director
Peter J. Barris Director
Forest Baskett Director
Ryan D. Drant Director
Patrick J. Kerins Director
Krishna Kolluri Director
C. Richard Kramlich Director
Charles M. Linehan Director
David M. Mott Director
Charles W. Newhall Director
Mark W. Perry Director
Scott D. Sandell Director
Eugene A. Trainor Executive
Ravi Viswanathan Director
Harry R. Weller Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1119 St Paul Street
Baltimore, MD, 21202