Form D · Private Equity Fund
NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND III, LP
Milwaukee, WI · CIK 0001561307
Offering snapshot reported Nov 7, 2012 · SEC filing
- Reported sold
- $60M Offering amount: $60M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25M Reported outside-investor minimum
- First sale
- Oct 29, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 7, 2012 | Initial | $60,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-186625
Northwestern Mutual Capital GP III, LLC (the "General Partner" of the Issuer) reserves the right to offer a greater or lesser amount of limited partner interests.
Source: Form D, filed Nov 7, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND III, L.P.
Investment adviser: NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
- Gross asset value
- $13.2M
- Beneficial owners
- 2
- ADV minimum commitment
- $25M
Reported in Form ADV on May 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BROWN BROTHERS HARRIMAN & COMPANY
LEI 5493006KMX1VFTPYPW14
THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXEWRZV188
U.S. BANK N.A.
LEI 6BYL5QZYBDK8S7L73M02
Filing source
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1), fund 805-8656450076
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David A. Barras | Executive, Promoter |
| Jeffrey J. Lueken | Executive, Promoter |
| Richard A. Strait | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Milwaukee, WI, 53202