Form D · Private Equity Fund
NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND IV, LP
Milwaukee, WI · CIK 0001659180
Offering snapshot reported Feb 5, 2016 · SEC filing
- Reported sold
- Yet to sell Offering amount: $48M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-256887
Northwestern Mutual Capital GP IV, LLC (the "General Partner" of the Issuer) reserves the right to offer a greater or lesser amount of limited partner interests.
Source: Form D, filed Feb 5, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND IV, L.P.
Investment adviser: NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
- Gross asset value
- $10.7M
- Beneficial owners
- 2
- ADV minimum commitment
- $0
Reported in Form ADV on May 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BROWN BROTHERS HARRIMAN & COMPANY
LEI 5493006KMX1VFTPYPW14
THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXEWRZV188
U.S. BANK N.A.
LEI 6BYL5QZYBDK8S7L73M02
Filing source
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1), fund 805-8469138567
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David A. Barras | Executive, Promoter |
| Jeffrey J. Lueken | Executive, Promoter |
| Richard A. Strait | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Milwaukee, WI, 53202