Form D · Private Equity Fund

Oaktree Mezzanine Fund IV, L.P.

Los Angeles, CA · CIK 0001601112

Offering snapshot reported Jan 21, 2015 · SEC filing

Reported sold: $478M
Investors reported: 14
Minimum accepted: $0
First sale: Jun 5, 2014

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 14

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 21, 2015	Amendment	$477,500,000	No comparison	14	SEC filing
Feb 27, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-212596

OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.

Source: Form D, filed Jan 21, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

OAKTREE MEZZANINE FUND IV, L.P.

Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.

Gross asset value: $43.4M
Beneficial owners: 36
ADV minimum commitment: $10M

Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$354,304,000	136	Mar 31, 2022
2022	$174,244,000	46	Apr 1, 2023
2023	$117,666,000	37	Mar 28, 2024
2024	$98,420,949	35	Mar 31, 2025
2025	$43,408,532	36	Mar 31, 2026

Filing source

Form ADV 2122656 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-6549573730

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin Clayton	Executive
John B. Frank	Executive
Stephen A. Kaplan	Executive
Bruce A. Karsh	Executive
Lawrence Keele	Executive
David M. Kirchheimer	Executive
Howard S. Marks	Executive
None Oaktree Mezzanine Fund Iv Gp, L.P.	Promoter
Sheldon Stone	Executive
Jay Wintrob	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

333 South Grand Avenue, 28th Floor
Los Angeles, CA, 90071
Phone: 213-830-6300