Form D · Private Equity Fund
Oaktree Special Situations Fund IV (Parallel), L.P.
Los Angeles, CA · CIK 0002062815
Offering snapshot reported Oct 1, 2026 · SEC filing
- Reported sold
- $968M Indefinite offering
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 32
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 1, 2026 | Amendment | $967,777,000 | No comparison | 32 | SEC filing |
| Sep 30, 2025 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.39M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-559246
Brookfield Private Advisors LLC, CRD# 151423 and Brookfield Private Wealth LLC, CRD# 313390 will place the investments but are not anticipated to receive sales commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 | |
| Fountainhead Partners Holdings Company Limited | None | |
| Kyobo Securities Co., Ltd | None | |
| Samsung Securities Co., Ltd | 158319 | |
| Raymond James & Associates, Inc. | 705 | Raymond James Financial Services Inc. · CRD 6694 |
| HMC Global | None | |
| Singular Asset Management Administradora General de Fondos S.A. | None |
Source: Form D, filed Oct 1, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
OAKTREE SPECIAL SITUATIONS FUND IV (PARALLEL), L.P.
Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.
- Gross asset value
- $0
- Beneficial owners
- 28
- ADV minimum commitment
- $10M
Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LTD
PCAOB 1655
THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188
MORGAN STANLEY
CRD 149777 · SEC 801-70103
OCM INVESTMENTS, LLC
CRD 128803 · SEC 8-66176
Fund asset history · 1 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2025 | $0 | 28 | Mar 31, 2026 |
Filing source
Form ADV 2122656 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-8469254082
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Frank | Executive |
| Jay Ghiya | Executive |
| Bruce Karsh | Executive |
| Karly Lancaric | Executive |
| Daniel Levin | Executive |
| Howard Marks | Executive |
| Todd Molz | Executive |
| N/A N/A Oaktree Capital Management, L.P. | Promoter |
| N/A N/A Oaktree Special Situations Fund Iv Gp, L.P. | Executive |
| Robert O'leary | Executive |
| Armen Panossian | Executive |
| Sheldon Stone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90071
Phone: 213-830-6300