Form D · Hedge Fund
OCEAN FUND LTD
Road Town, Tortula, D8 · CIK 0001169982
Offering snapshot reported Sep 8, 2026 · SEC filing
- Reported sold
- $119M Indefinite offering
- Investors reported
- 175 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 1, 2001 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$118,086,210 → $118,956,210
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 8, 2026 | Amendment | $118,956,210 | $870,000vs Sep 8, 2025 | 175 | SEC filing |
| Sep 8, 2025 | Amendment | $118,086,210 | No comparison | Not reported | SEC filing |
| Oct 4, 2024 | Amendment | $117,086,210 | $3,870,000vs Oct 12, 2023 | 166 | SEC filing |
| Oct 12, 2023 | Amendment | $113,216,210 | $1,750,000vs Oct 14, 2022 | 162 | SEC filing |
| Oct 14, 2022 | Amendment | $111,466,210 | $14,562,623vs Oct 19, 2021 | 161 | SEC filing |
| Oct 19, 2021 | Amendment | $96,903,587 | $8,184,994vs Oct 20, 2020 | 143 | SEC filing |
| Oct 20, 2020 | Amendment | $88,718,593 | $2,208,182vs Oct 31, 2019 | 132 | SEC filing |
| Oct 31, 2019 | Amendment | $86,510,411 | $3,591,999vs Nov 5, 2018 | 131 | SEC filing |
| Nov 5, 2018 | Amendment | $82,918,412 | $3,729,500vs Sep 1, 2017 | 127 | SEC filing |
| Sep 1, 2017 | Amendment | $79,188,912 | $7,369,432vs Sep 2, 2016 | 121 | SEC filing |
| Sep 2, 2016 | Amendment | $71,819,480 | $2,921,593vs Sep 3, 2015 | 115 | SEC filing |
| Sep 3, 2015 | Amendment | $68,897,887 | $4,526,175vs Mar 12, 2015 | 155 | SEC filing |
| Mar 12, 2015 | Amendment | $64,371,712 | $12,976,891vs Mar 12, 2014 | 141 | SEC filing |
| Mar 12, 2014 | Amendment | $51,394,821 | $4,318,400vs Mar 12, 2013 | 126 | SEC filing |
| Mar 12, 2013 | Amendment | $47,076,421 | $6,635,469vs Mar 12, 2012 | 116 | SEC filing |
| Mar 12, 2012 | Amendment | $40,440,952 | $6,437,845vs Mar 18, 2011 | 96 | SEC filing |
| Mar 18, 2011 | Amendment | $34,003,107 | $8,428,107vs Jan 28, 2010 | 79 | SEC filing |
| Mar 18, 2011 | Amendment | $34,003,107 | $8,428,107vs Jan 28, 2010 | 79 | SEC filing |
| Jan 28, 2010 | Amendment | $25,575,000 | No comparison | 52 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.04M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-41340
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Alliance Global Partners | 8361 | |
| Cambridge Investment Research | 39543 | |
| Tom Tolleson | 1452953 | PKS Investments · CRD 35747 |
Source: Form D, filed Sep 8, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THE OCEAN FUND, LTD
Investment adviser: INFINITY CAPITAL ADVISORS, LLC
- Gross asset value
- $72.6M
- Beneficial owners
- 103
- ADV minimum commitment
- $500K
Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BAKER TILLY
PCAOB 23
ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740
PURSHE KAPLAN STERLING INVESTMENTS
CRD 35747 · SEC 8-46844
Filing source
Form ADV 2068132 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-4965579063
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Sims | Director |
| Jeffrey Vale | Director |
| Milton Williams | Director |
| Milton L. Williams, Iii | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Road Town, Tortula, D8, 00000