Form D · Other Investment Fund

OT Pharma Fund III, LLC

Boston, MA · CIK 0001794770

Offering snapshot reported Jul 21, 2020 · SEC filing

Reported sold
$24.5M
Offering amount: $24.5M
Investors reported
58
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 10, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.2M$24.5MDec 11, 2019: $16,417,842.00Dec 11, 2019May 12, 2020: $23,555,385.00May 12, 2020Jun 9, 2020: $24,214,051.00Jul 21, 2020: $24,464,051.00Jul 21, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$24,214,051 → $24,464,051
  • Reported investors57 → 58

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 21, 2020Amendment$24,464,051$250,000vs Jun 9, 202058SEC filing
Jun 9, 2020Amendment$24,214,051$658,666vs May 12, 202057SEC filing
May 12, 2020Amendment$23,555,385$7,137,543vs Dec 11, 201949SEC filing
Dec 11, 2019Initial$16,417,842No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-355229

Source: Form D, filed Jul 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OT PHARMA FUND III, LLC

Investment adviser: OT MANAGEMENT, LLC

Gross asset value
$10.9M
Beneficial owners
60
ADV minimum commitment
$100K

Reported in Form ADV on Apr 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor HAYNIE & COMPANY SALT LAKE CITY, Utah, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

HAYNIE & COMPANY
PCAOB 457

Filing source

Form ADV 2099943 · Apr 28, 2026 · Schedule D 7.B.(1), fund 805-7543894356

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Executive
Llc Ot Management Director
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
345 Harrison Ave Unit 1171
Boston, MA, 02118