Form D · Other Investment Fund
OT Pharma Fund IV, LLC
Boston, MA · CIK 0001811328
Offering snapshot reported Oct 19, 2020 · SEC filing
- Reported sold
- $4.37M Offering amount: $4.37M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 15, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 19, 2020 | Initial | $4,370,200 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-378213
Source: Form D, filed Oct 19, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OT PHARMA FUND IV, LLC
Investment adviser: OT MANAGEMENT, LLC
- Gross asset value
- $4.08M
- Beneficial owners
- 12
- ADV minimum commitment
- $100K
Reported in Form ADV on Apr 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
HAYNIE & COMPANY
PCAOB 457
Filing source
Form ADV 2099943 · Apr 28, 2026 · Schedule D 7.B.(1), fund 805-1576914844
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Executive |
| Llc Ot Management | Director |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02118