Form D · Pooled Investment Fund

Paul Capital Top Tier Special Opportunities Fund, L.P.

San Francisco, CA · CIK 0001464088

Offering snapshot reported May 13, 2009 · SEC filing

Reported sold
$35.5M
Offering amount: $35.5M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2009Initial$35,458,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-130911

Source: Form D, filed May 13, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOP TIER SPECIAL OPPORTUNITIES FUND, L.P.

Investment adviser: TOP TIER CAPITAL PARTNERS, LLC

Gross asset value
$2.66M
Beneficial owners
7
ADV minimum commitment
$5M

Reported in Form ADV on May 10, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian CITIBANK N.A. HOUSTON, Texas, United States Related to adviser: No
Custodian FIRST REPUBLIC TRUST COMPANY SAN FRANCISCO, California, United States Related to adviser: No
Custodian PACIFIC WESTERN BANK MURRIETA, California, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 1874599 · May 10, 2024 · Schedule D 7.B.(1), fund 805-9772857025

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
(None) Paul Capital Investments, Llc Promoter
(None) Paul Capital Top Tier Iv Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
50 California Street, Suite 3000
San Francisco, CA, 94111