Form D · Hedge Fund

PFM Diversified Eureka Fund, L.P.

San Francisco, CA · CIK 0001471638

Offering snapshot reported May 7, 2014 · SEC filing

Reported sold
$261M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$130M$261MSep 8, 2009Aug 25, 2010: $200,502,901.00Aug 25, 2010Apr 26, 2011: $200,502,901.00Apr 30, 2012: $200,502,901.00Apr 30, 2012Apr 22, 2013: $260,502,901.00Apr 22, 2013May 7, 2014: $260,502,901.00May 7, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 7, 2014Amendment$260,502,901$0vs Apr 22, 20131SEC filing
Apr 22, 2013Amendment$260,502,901$60,000,000vs Apr 30, 20121SEC filing
Apr 30, 2012Amendment$200,502,901$0vs Apr 26, 20111SEC filing
Apr 26, 2011Amendment$200,502,901$0vs Aug 25, 20101SEC filing
Aug 25, 2010Amendment$200,502,901No comparison1SEC filing
Sep 8, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-134232
Limited Partner Interests

Source: Form D, filed May 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PFM DIVERSIFIED EUREKA FUND, L.P.

Investment adviser: PFM HEALTH SCIENCES, LP

Gross asset value
$227M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. NY, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

UBS SECURITIES LLC
SEC 8-22651

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 876851 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-3758350991

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Linda E. Fitzgerald Executive, Promoter
Christopher M. James Executive
Eric T. Moore Executive
N/A Partner Asset Management, Llc Executive
Darin Sadow Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Four Embarcadero Center, Suite 3500
San Francisco, CA, 94111