Form D · Hedge Fund

PM Manager Fund SPC Segregated Portfolio 5

George Town, Grand Cayman, E9 · CIK 0001385409

Offering snapshot reported Mar 7, 2012 · SEC filing

Reported sold
$148M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$74.2M$148MDec 15, 2006Mar 31, 2010: $134,577,000.00Mar 31, 2010Mar 7, 2011: $140,237,000.00Mar 7, 2011Mar 7, 2012: $148,361,000.00Mar 7, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$140,237,000 → $148,361,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2012Amendment$148,361,000$8,124,000vs Mar 7, 201126SEC filing
Mar 7, 2011Amendment$140,237,000$5,660,000vs Mar 31, 201026SEC filing
Mar 31, 2010Amendment$134,577,000No comparison25SEC filing
Dec 15, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-98346

Source: Form D, filed Mar 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 5

Investment adviser: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Gross asset value
$189M
Beneficial owners
24
ADV minimum commitment
$250K

Reported in Form ADV on Apr 18, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP GRAND CAYMAN, Cayman Islands
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 641275 · Apr 18, 2012 · Schedule D 7.B.(1), fund 805-8391958011

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James P. Rankin Director
Kevin Williams Director
Michelle M. Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Walkers House, 87 Mary Street
George Town, Grand Cayman, E9, KY1-9001