Form D · Private Equity Fund
PPM America Private Equity Fund IX LP
Chicago, IL · CIK 0002034916
Offering snapshot reported Sep 25, 2026 · SEC filing
- Reported sold
- $693M Offering amount: $800M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 4, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$500,000,000 → $692,500,000
- Reported investors2 → 5
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 25, 2026 | Amendment | $692,500,000 | $192,500,000vs Apr 30, 2025 | 5 | SEC filing |
| Sep 26, 2025 | Amendment | $650,000,000 | $150,000,000vs Apr 30, 2025 | 2 | SEC filing |
| Apr 30, 2025 | Amendment | $500,000,000 | $50,000,000vs Sep 11, 2024 | 2 | SEC filing |
| Sep 11, 2024 | Initial | $450,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-523730
Placement agent fees to be paid upon a fee schedule. Such fees are offset against the management fee payable by the issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting LLC | 131449 | |
| Query Capital GmbH | None | |
| Query Ltd | None | |
| Finalis Securities LLC | 305908 |
Source: Form D, filed Sep 25, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tiffany Luna | Executive |
| N/A Ppm America, Inc. | Executive, Promoter |
| Craig Radis | Executive |
| Champ Raju | Executive |
| Mark Staub | Executive |
| Ray Zhang | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606