Form D · Other Banking and Financial Services
Private Wealth Asset Management, LLC
Omaha, NE · CIK 0001883006
Offering snapshot reported Aug 21, 2026 · SEC filing
- Reported sold
- $5.65M Offering amount: $5.65M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 31, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2026 | Initial | $5,651,889 | No comparison | 18 | SEC filing |
| Apr 4, 2023 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Mar 17, 2023 | Initial | $6,400,000 | No comparison | 16 | SEC filing |
| Sep 15, 2021 | Initial | $6,069,647 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-595053
Source: Form D, filed Aug 21, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dave Arens | Executive |
| Wendy Brekken | Executive |
| Kim Cappellano | Director, Executive |
| Kimberly Cappellano | Executive |
| Chris Casey | Executive |
| Melissa Clines | Executive |
| Bryan Frazier | Executive |
| Brett Halley | Executive |
| David Holtorf | Executive |
| Bryan Johnson | Director, Executive |
| Rodney Kleman | Executive |
| Timothy Kneen | Director, Promoter |
| Russell Samples | Executive |
| Jeffrey H. Shipley | Director, Executive, Promoter |
| Maxwell Smith | Director, Executive |
| David Tawil | Director, Executive |
| Heather Vestweber | Executive |
| Julie Wagner | Executive |
| Debra Wilkens | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1100 Capitol Avenue Suite 200
Omaha, NE, 68102
Phone: 402-227-4208
Omaha, NE, 68102
Phone: 402-227-4208