Form D · Other Investment Fund
Protective COLI PPVUL SV
Birmingham, AL · CIK 0001886415
Offering snapshot reported Oct 26, 2026 · SEC filing
- Reported sold
- $1.64B Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 1, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,060,155,000 → $1,642,594,259
- Reported investors5 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2026 | Amendment | $1,642,594,259 | $582,439,259vs Oct 27, 2025 | 7 | SEC filing |
| Oct 27, 2025 | Amendment | $1,060,155,000 | -$4,039,845,000vs Oct 28, 2024 | 5 | SEC filing |
| Oct 28, 2024 | Amendment | $5,100,000,000 | No comparison | 2 | SEC filing |
| Oct 30, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 2, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 8, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-420218
Variable Life Insurance Contract
Sales Comp paid by Ins Co out of its own resources. The Company periodically deducts Ins & other contract charges allocated t the separate account issuer in accordance with the terms of the applicable variable life ins contract.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| James Wagner | 1443094 | M Holdings Securities, Inc. · CRD 43285 |
| Jeffrey L. Davis | 2187246 | M Holdings Securities, Inc. · CRD 43285 |
| Kristen L. Barens | 1859496 | M Holdings Securities, Inc. · CRD 43285 |
| Kevin B. Segal | 3092034 | M Holdings Securities, Inc. · CRD 43285 |
| Robert J. Kozloski II | 3060557 | M Holdings Securities, Inc. · CRD 43285 |
| Kraig M. Klinkhammer | 2944801 | Osaic Wealth · CRD 23131 |
| George V. Blaha | 1611833 | Northwestern Mutual Investment Services · CRD 2881 |
| Garrett M. Blaha | 6193865 | Northwestern Mutual Investment Services · CRD 2881 |
| Gavin E. Blaha | 6305001 | Northwestern Mutual Investment Services · CRD 2881 |
| Jaclyn M. Guthmiller | 4857939 | Northwestern Mutual Investment Services · CRD 2881 |
| Edward M. Kilpatrick | 4384557 | Northwestern Mutual Investment Services · CRD 2881 |
| John L. Pontius | 7255881 | Northwestern Mutual Investment Services · CRD 2881 |
| Maureen E. Pontius | 6726393 | Northwestern Mutual Investment Services · CRD 2881 |
Source: Form D, filed Oct 26, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Insurance Company Protective Life | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Birmingham, AL, 35223