Form D · Private Equity Fund
RCP SMALL & EMERGING FUND IV, LP
Chicago, IL · CIK 0002089870
Offering snapshot reported Oct 6, 2026 · SEC filing
- Reported sold
- $183M Offering amount: $200M
- Investors reported
- 57 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Sep 29, 2025 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$176,929,117 → $182,929,117
- Reported investors52 → 57
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 6, 2026 | Amendment | $182,929,117 | $6,000,000vs Jul 8, 2026 | 57 | SEC filing |
| Jul 8, 2026 | Amendment | $176,929,117 | $12,100,000vs Apr 6, 2026 | 52 | SEC filing |
| Apr 6, 2026 | Amendment | $164,829,117 | $33,750,000vs Dec 29, 2025 | 49 | SEC filing |
| Dec 29, 2025 | Amendment | $131,079,117 | $42,150,000vs Oct 10, 2025 | 45 | SEC filing |
| Oct 10, 2025 | Initial | $88,929,117 | No comparison | 33 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-560503
The Issuer, together with the Feeder and Parallel Funds target size is $150M, although the final offering size will be determined by the GP in its discretion. As a result, the final size of the Issuer may be higher or lower than the target.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Umergence, LLC | 284368 | Umergence, LLC · CRD 284368 |
Source: Form D, filed Oct 6, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alexander Abell | Executive |
| Nell M. Blatherwick | Executive |
| Thomas P. Danis | Executive |
| Charles K. Huebner | Executive |
| Jon I. Madorsky | Executive |
| David M. Mc Coy | Executive |
| Andrew R. Nelson | Executive |
| Advisors 3, Llc Rcp | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60654