Form D · Commercial
RiverOak Capital Investors, LLC
Stamford, CT · CIK 0001550382
Offering snapshot reported May 18, 2012 · SEC filing
- Reported sold
- $1.56M Offering amount: $1.6M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $7.5K Reported outside-investor minimum
- First sale
- May 24, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 18, 2012 | Initial | $1,560,000 | No comparison | 21 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-178488
limited liability company membership interests
Source: Form D, filed May 18, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RIVEROAK CAPITAL INVESTORS, LLC
Investment adviser: RIVEROAK INVESTMENT CORP., LLC
- Gross asset value
- $0
- Beneficial owners
- 21
- ADV minimum commitment
- $30K
Reported in Form ADV on Mar 28, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1740473 · Mar 28, 2023 · Schedule D 7.B.(1), fund 805-3616317286
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen De Nardo | Executive |
| George Yerrall | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:Stamford, CT, 06901