Form D · Other Investment Fund

SAX MLTC 013, a series of SAX Capital Series Fund, LP

Salt Lake City, UT · CIK 0001747921

Offering snapshot reported Oct 31, 2018 · SEC filing

Reported sold: $432K
Investors reported: 15
Minimum accepted: $10K
First sale: Sep 11, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 31, 2018	Initial	$431,975	No comparison	15	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-324795

Source: Form D, filed Oct 31, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

SAX MLTC 013, A SERIES OF SAX CAPITAL SERIES FUND, LP

Investment adviser: SAX CAPITAL LLC

Gross asset value: $610K
Beneficial owners: 15
ADV minimum commitment: $10K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BELLTOWER FUND GROUP, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian GRASSHOPPER BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$13,125,327	15	Mar 31, 2022
2022	$1,249,910	15	Mar 31, 2023
2023	$6,877,729	15	Mar 29, 2024
2024	$3,466,654	15	Mar 31, 2025
2025	$609,572	15	Mar 30, 2026

Filing source

Form ADV 2076147 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3136113700

Reported by SAX CAPITAL LLC (CRD 288220).

Annual Updating Amendment ERA Report · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management	Director
Llc Fund Gp	Director
Jeremy Neilson	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 South Millrock Drive Suite 400 Ste 360
Salt Lake City, UT, 84121
Phone: (801) 419-0677