Form D · Hedge Fund

SELIGMAN HEALTH SPECTRUM PLUS FUND LLC

New York, NY · CIK 0001457321

Offering snapshot reported May 13, 2014 · SEC filing

Reported sold: $79.4M
Investors reported: 35
Minimum accepted: $1M
First sale: Apr 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$73,068,470 → $79,353,566
Reported investors33 → 35

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 13, 2014	Amendment	$79,353,566	$6,285,096vs May 16, 2013	35	SEC filing
May 16, 2013	Amendment	$73,068,470	$3,746,743vs May 16, 2012	33	SEC filing
May 16, 2012	Amendment	$69,321,727	$30,944,749vs May 13, 2011	32	SEC filing
May 13, 2011	Amendment	$38,376,978	$23,050,000vs May 13, 2010	19	SEC filing
May 13, 2010	Amendment	$15,326,978	$2,500,000vs Mar 16, 2009	11	SEC filing
Mar 16, 2010	Amendment	$15,326,978	$2,500,000vs Mar 16, 2009	11	SEC filing
Mar 16, 2009	Initial	$12,826,978	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-127973

The total amount sold and the number of investments do not take withdrawals and/or redemptiojns into consderation.

Limited Liability Company Interests. The amount reflected in Item 11 may be waived at the sole discretion of the Managing Member of the Issuer.

The persons listed in Item 12 are paid commissions pursuant to an agreement with the Investment Manager of the Issuer. The investment Manager either payd directly or arranges for the payment of the commissions. Such amounts cannot be estimated.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	Columbia Management Investment Distributors, Inc. · CRD 840

Source: Form D, filed May 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SELIGMAN HEALTH SPECTRUM PLUS FUND LLC

Investment adviser: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Oct 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 945057 · Oct 1, 2015 · Schedule D 7.B.(1), fund 805-1810489883

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric T. Brandt	Executive
N/A Columbia Management Investment Advisers, Llc	Promoter
Peter A. Gallus	Executive
Amy K. Johnson	Executive
Christopher P. Keating	Executive
Brian J. Mc Grane	Executive
Jeffrey F. Peters	Executive
Scott R. Plummer	Executive
N/A Seligman Health Plus Partners Llc	Executive
William F. Truscott	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Park Avenue
New York, NY, 10017