Form D · Other Investment Fund

SELIGMAN TECH SPECTRUM FUND

Grand Cayman, E9 · CIK 0001177685

Offering snapshot reported May 11, 2020 · SEC filing

Reported sold
$1.16B
Indefinite offering
Investors reported
202
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$580M$1.16BMar 16, 2009: $954,538,251.00Mar 16, 2009Mar 16, 2010: $1,112,794,251.00May 13, 2010: $1,112,794,251.00May 13, 2011: $1,134,828,251.00May 16, 2012: $1,152,959,297.00May 16, 2013: $1,153,866,933.00May 13, 2014: $1,155,034,668.00May 14, 2015: $1,155,034,668.00May 6, 2016: $1,158,609,668.00May 11, 2017: $1,159,109,668.00May 11, 2018: $1,159,109,668.00May 9, 2019: $1,159,109,668.00May 11, 2020: $1,159,109,668.00May 11, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2020Amendment$1,159,109,668$0vs May 9, 2019202SEC filing
May 9, 2019Amendment$1,159,109,668$0vs May 11, 2018202SEC filing
May 11, 2018Amendment$1,159,109,668$0vs May 11, 2017202SEC filing
May 11, 2017Amendment$1,159,109,668$500,000vs May 6, 2016202SEC filing
May 6, 2016Amendment$1,158,609,668$3,575,000vs May 14, 2015202SEC filing
May 14, 2015Amendment$1,155,034,668$0vs May 13, 2014198SEC filing
May 13, 2014Amendment$1,155,034,668$1,167,735vs May 16, 2013198SEC filing
May 16, 2013Amendment$1,153,866,933$907,636vs May 16, 2012196SEC filing
May 16, 2012Amendment$1,152,959,297$18,131,046vs May 13, 2011194SEC filing
May 13, 2011Amendment$1,134,828,251$22,034,000vs May 13, 2010193SEC filing
May 13, 2010Amendment$1,112,794,251$158,256,000vs Mar 16, 2009184SEC filing
Mar 16, 2010Amendment$1,112,794,251$158,256,000vs Mar 16, 2009184SEC filing
Mar 16, 2009Amendment$954,538,251No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-45276
Items 13 and 14 include sales to all investors from inception to October 2009. Since November 2009, only sales to US Investors are included in Items 13 and 14. Redemptions and/or withdrawals are not taken into consideration.
Classes A-1, A-2, B-1 and B-2 Shares. The minimum investment amount of $1,000,000 may be waived in the sole discretion of the Investment Manager of the Issuer.
The persons listed in Item 12 are entitled to receive the front-end sales charges. Such amounts cannot be estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneCOLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. · CRD 840

Source: Form D, filed May 11, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SELIGMAN TECH SPECTRUM FUND

Investment adviser: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Sep 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2126380 · Sep 23, 2026 · Schedule D 7.B.(1), fund 805-2632225339

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Banks Director
Joe V. Bannister Director
Eric T. Brandt Executive
N/A Columbia Management Investment Advisers, Llc Promoter
Arthur Condron Director
Paul Goucher Executive
Amy L. Hackbarth Executive
Grant Jackson Director
Amy K. Johnson Director
Christopher P. Keating Director
David C. Litton Director
Jeffrey F. Peters Director, Executive
William F. Truscott Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Box 309 Ugland House 113 South Church St
Grand Cayman, E9, KY1-1104