Form D · Other Investment Fund

Spring Lake Unconstrained Municipal Opportunities Fund II, LLC

Tampa, FL · CIK 0001702944

Offering snapshot reported Feb 13, 2026 · SEC filing

Reported sold: $72.8M
Investors reported: 105
Minimum accepted: $1M
First sale: May 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$68,947,781 → $72,847,781
Reported investors102 → 105
Minimum accepted$0 → $1,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 13, 2026	Amendment	$72,847,781	$3,900,000vs Feb 14, 2025	105	SEC filing
Feb 14, 2025	Amendment	$68,947,781	$4,320,000vs Feb 16, 2024	102	SEC filing
Feb 16, 2024	Amendment	$64,627,781	$1,600,000vs Feb 17, 2023	99	SEC filing
Feb 17, 2023	Amendment	$63,027,781	$635,000vs Feb 18, 2022	96	SEC filing
Feb 18, 2022	Amendment	$62,392,781	$8,150,000vs Feb 18, 2021	97	SEC filing
Feb 18, 2021	Amendment	$54,242,781	$17,777,135vs Feb 20, 2020	90	SEC filing
Feb 20, 2020	Amendment	$36,465,646	$12,050,000vs Sep 25, 2018	81	SEC filing
Sep 25, 2018	Amendment	$24,415,646	$17,335,049vs May 9, 2017	66	SEC filing
May 9, 2017	Initial	$7,080,597	No comparison	18	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-286312

Source: Form D, filed Feb 13, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

SPRING LAKE UNCONSTRAINED MUNICIPAL OPPORTUNITIES FUND II, LLC

Investment adviser: SPRING LAKE ASSET MANAGEMENT, INC.

Gross asset value: $152M
Beneficial owners: 83
ADV minimum commitment: $0

Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TRIDENT FUND SERVICES, INC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian NORTHBROOK BANK & TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No Other funds reporting this name →

Custodian WINTRUST FINANCIAL CORPORATION ROSEMONT, Illinois, United States Related to adviser: No Other funds reporting this name →

Marketer PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

PERSHING LLC
SEC 8-17574

WINTRUST FINANCIAL CORPORATION
LEI Q774KI4AW80FHFW33O61

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$144,008,913	94	Feb 11, 2022
2022	$116,834,555	96	Mar 14, 2023
2023	$148,987,128	87	Mar 19, 2024
2024	$141,685,536	86	Mar 26, 2025
2025	$151,925,121	83	Mar 20, 2026

Filing source

Form ADV 2041690 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-7223126241

Reported by SPRING LAKE ASSET MANAGEMENT, INC. (CRD 283750).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kaitlin Briscoe	Director, Executive
Michael D. Brodsky	Director, Executive
Thomas B. Caldwell	Director, Executive
Christopher W. Crosby	Director, Executive
N/A Spring Lake Asset Management, Inc.	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3214 West Parkland Blvd.
Tampa, FL, 33609
Phone: 813-336-6889