Form D · Other Investment Fund

SPWI Whitney, LLC

Fort Worth, TX · CIK 0001825334

Offering snapshot reported Sep 23, 2020 · SEC filing

Reported sold
$9.16M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 15, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2020Initial$9,155,000No comparison40SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-376097

Source: Form D, filed Sep 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPWI WHITNEY, LLC

Investment adviser: SUMMIT PEAK INVESTMENTS, LLC

Gross asset value
$9.24M
Beneficial owners
40
ADV minimum commitment
$0

Reported in Form ADV on Sep 20, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WIPFLI LLP PHILADELPHIA, Pennsylvania, United States
Custodian SILICON VALLEY BANK DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WIPFLI LLP
PCAOB 334

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 1675526 · Sep 20, 2022 · Schedule D 7.B.(1), fund 805-5487641476

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Apurva Mehta Executive
Patrick O'connor Executive
N/A Sp Wi Whitney Manager, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6616 Canyon Crest Drive
Fort Worth, TX, 76132