Form D · Investing
TCW Brazos Fund LLC
Los Angeles, CA · CIK 0001701189
Offering snapshot reported Mar 20, 2017 · SEC filing
- Reported sold
- $300M Offering amount: $300M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $300M Reported outside-investor minimum
- First sale
- Nov 29, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 20, 2017 | Initial | $300,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-282883
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | TCW Funds Distributors LLC · CRD 16670 |
Source: Form D, filed Mar 20, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
TCW BRAZOS FUND LLC
Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC
- Gross asset value
- $412M
- Beneficial owners
- 2
- ADV minimum commitment
- $3M
Reported in Form ADV on May 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $298,720,189 | 3 | Mar 29, 2022 |
| 2022 | $318,162,466 | 3 | Mar 29, 2023 |
| 2023 | $444,870,153 | 3 | Mar 28, 2024 |
| 2024 | $451,980,857 | 3 | Mar 28, 2025 |
| 2025 | $411,902,095 | 2 | Mar 27, 2026 |
Filing source
Form ADV 2103022 · May 5, 2026 · Schedule D 7.B.(1), fund 805-6913789232
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Bold | Director |
| Richard T Miller | Director |
| Jess Ravich | Director |
Issuer details
Industry: Investing (See others in industry)
Address:Los Angeles, CA, 90017
Phone: 213-244-0000