Form D · Hedge Fund

Trellus Resource Opportunity Fund, L.P.

Oaks,, PA · CIK 0001519914

Offering snapshot reported Mar 16, 2012 · SEC filing

Reported sold
$3.63M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 28, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.81M$3.63MMay 9, 2011: $2,750,000.00May 9, 2011Mar 16, 2012: $3,625,000.00Mar 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,750,000 → $3,625,000
  • Reported investors9 → 14

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2012Amendment$3,625,000$875,000vs May 9, 201114SEC filing
May 9, 2011Initial$2,750,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159457
Limited Partnership Interests

Source: Form D, filed Mar 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CONDIRE RESOURCE OPPORTUNITY FUND, LP

Investment adviser: CPMG, INC.

Gross asset value
$339K
Beneficial owners
14
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor LANE GORMAN TRUBITT LLP DALLAS, Texas, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1007275 · Mar 31, 2016 · Schedule D 7.B.(1), fund 805-7557632447

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John W. Alderman Executive
Anthony G. Miller Executive
Ryan E. Schedler Executive
Adam L. Usdan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Sei Global Services, Inc. 1 Freedom Valley Drive
Oaks,, PA, 19456