Form D · Hedge Fund

Universa Black Swan Protection Protocol LII LP

Miami, FL · CIK 0001819401

Offering snapshot reported Jun 6, 2022 · SEC filing

Reported sold: $17.7M
Investors reported: 1
Minimum accepted: $100K
First sale: Oct 7, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 6, 2022	Amendment	$17,680,000	$0vs Jun 8, 2021	1	SEC filing
Jun 8, 2021	Amendment	$17,680,000	No comparison	Not reported	SEC filing
Aug 6, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-372636

Limited Partner Interests

Source: Form D, filed Jun 6, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL LII LP

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value: $540M
Beneficial owners: 1
ADV minimum commitment: $150M

Reported in Form ADV on Jul 5, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BOFA SECURITIES, INC.
SEC 8-69787

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

Filing source

Form ADV 1661940 · Jul 5, 2022 · Schedule D 7.B.(1), fund 805-5191315991

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric Spencer	Executive
Mark W. Spitznagel	Executive
N/A Universa Black Swan Gp Lii Llc	Executive
Universa Safe Haven Delaware Gp 3 Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2601 South Bayshore Drive, Suite 2030
Miami, FL, 33133