Form D · Private Equity Fund

Wellington Biomedical Innovation Investors (Cayman) I L.P.

Grand Cayman, E9 · CIK 0001787089

Offering snapshot reported Sep 3, 2020 · SEC filing

Reported sold: $19.6M
Investors reported: 9
Minimum accepted: $0
First sale: Dec 20, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 9

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 3, 2020	Amendment	$19,555,000	No comparison	9	SEC filing
Oct 3, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-350307

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Wellington Funds Distributors Inc.	152768

Source: Form D, filed Sep 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WELLINGTON BIOMEDICAL INNOVATION INVESTORS (CAYMAN) I L.P.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value: $5.22M
Beneficial owners: 9
ADV minimum commitment: $1M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer ICAPITAL GLOBAL ALTERNATIVES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

ICAPITAL GLOBAL ALTERNATIVES, LLC
CRD 324457

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 2130971 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-7529750568

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Wellington Alternative Investments Llc	Executive, Promoter
Wellington Management Company Llp	Executive, Promoter
Wellington Management Investment, Inc.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009