Form D · Hedge Fund

Wellington Diversifying Alpha Fund (Cayman) L.P.

Grand Cayman, E9 · CIK 0002006315

Offering snapshot reported Dec 28, 2023 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 28, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-501016

Source: Form D, filed Dec 28, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WELLINGTON DIVERSIFYING ALPHA FUND (CAYMAN) L.P.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value: $690M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes

Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

J.P. MORGAN SECURITIES LLC
SEC 8-35008

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

UBS SECURITIES LLC
SEC 8-22651

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 2130971 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-2476977714

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Wellington Alternative Investments Llc	Executive, Promoter
Wellington Management Company Llp	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009