Form D · Private Equity Fund

Wellington Hadley Harbor Investors (Cayman) III L.P.

Grand Cayman, E9 · CIK 0001787091

Offering snapshot reported Sep 3, 2020 · SEC filing

Reported sold
$153M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 4, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$76.3M$153MDec 19, 2019Sep 3, 2020: $152,665,000.00Sep 3, 2020: $84,655,000.00Sep 3, 2020: $152,665,000.00Sep 3, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 3, 2020Amendment$152,665,000No comparison19SEC filing
Sep 3, 2020Amendment$84,655,000No comparison13SEC filing
Sep 3, 2020Amendment$152,665,000No comparison19SEC filing
Dec 19, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-355902

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wellington Funds Distributors Inc.152768

Source: Form D, filed Sep 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WELLINGTON HADLEY HARBOR INVESTORS (CAYMAN) III L.P.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value
$437M
Beneficial owners
43
ADV minimum commitment
$1M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer ICAPITAL GLOBAL ALTERNATIVES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

ICAPITAL GLOBAL ALTERNATIVES, LLC
CRD 324457

MORGAN STANLEY
CRD 149777 · SEC 801-70103

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 2130971 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-7933612726

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wellington Alternative Investments Llc Executive, Promoter
Wellington Management Company Llp Executive, Promoter
Wellington Management Investment, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009