Form D · Hedge Fund

White Oak Summit Fund, L.P.

San Francisco, CA · CIK 0001619157

Offering snapshot reported Dec 19, 2016 · SEC filing

Reported sold: $737M
Investors reported: 47
Minimum accepted: $5M
First sale: Dec 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$263,120,000 → $737,410,000
Reported investors16 → 47

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 19, 2016	Amendment	$737,410,000	$474,290,000vs Dec 3, 2015	47	SEC filing
Dec 3, 2015	Amendment	$263,120,000	$229,120,000vs Dec 16, 2014	16	SEC filing
Dec 16, 2014	Initial	$34,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2M (estimated)
Finders' fees: $0
Form D file number: 021-230260

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Denise Spillane	1450694	XT Capital Partners, LLC · CRD 118719
BTIG, LLC	122225	BTIG, LLC · CRD 122225
Campbell Lutyens & Co. Inc.	133376	Campbell Lutyens & Co. Inc. · CRD 133376

Source: Form D, filed Dec 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITE OAK SUMMIT FUND, L.P.

Investment adviser: WHITE OAK GLOBAL ADVISORS, LLC

Gross asset value: $580M
Beneficial owners: 40
ADV minimum commitment: $5M

Reported in Form ADV on Sep 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian THE KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Marketer BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer CAMPBELL LUTYENS & CO. INC. NEW YORK, New York, United States Related to adviser: No

Marketer XT CAPITAL PARTNERS, LLC WESTPORT, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BTIG, LLC
CRD 122225 · SEC 8-65473

CAMPBELL LUTYENS & CO. INC.
CRD 133376 · SEC 8-66720

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

Filing source

Form ADV 1128685 · Sep 29, 2017 · Schedule D 7.B.(1), fund 805-4473891900

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Andre Hakkak	Executive
Barbara J.S. Mc Kee	Executive
Manager Of Issuer And Sole Member Of General Partner White Oak Global Advisors, Llc	Executive
Investment Manager Of The Issuer White Oak Global Advisors, Llc	Executive
General Partner White Oak Partners 2, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O White Oak Global Advisors, Llc 3 Embarcadero Center, Suite 550
San Francisco, CA, 94111