Form D · Hedge Fund

Whitebox Asymmetric Opportunities Fund, LP

Minneapolis, MN · CIK 0001489001

Offering snapshot reported Jun 27, 2022 · SEC filing

Reported sold
$665M
Indefinite offering
Investors reported
82
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$333M$665MApr 12, 2010: $79,511,480.00Apr 12, 2010Apr 6, 2011: $91,306,646.00Apr 5, 2012: $102,556,646.00Apr 4, 2013: $135,717,855.00Mar 31, 2014: $174,955,855.00Mar 6, 2015: $240,817,206.00Jul 22, 2015: $277,085,367.00Aug 27, 2015: $443,585,367.00Jul 22, 2016: $478,065,112.00Jun 30, 2017: $541,110,392.00Jun 29, 2018: $541,110,392.00Jun 27, 2019: $614,516,439.00Jun 26, 2020: $665,316,439.00Jun 25, 2021: $665,316,439.00Jun 27, 2022: $665,316,439.00Jun 27, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 27, 2022Amendment$665,316,439$0vs Jun 25, 202182SEC filing
Jun 25, 2021Amendment$665,316,439$0vs Jun 26, 202082SEC filing
Jun 26, 2020Amendment$665,316,439$50,800,000vs Jun 27, 201982SEC filing
Jun 27, 2019Amendment$614,516,439$73,406,047vs Jun 29, 201881SEC filing
Jun 29, 2018Amendment$541,110,392$0vs Jun 30, 201775SEC filing
Jun 30, 2017Amendment$541,110,392$63,045,280vs Jul 22, 201671SEC filing
Jul 22, 2016Amendment$478,065,112$34,479,745vs Aug 27, 201563SEC filing
Aug 27, 2015Amendment$443,585,367$166,500,000vs Jul 22, 201555SEC filing
Jul 22, 2015Amendment$277,085,367$36,268,161vs Mar 6, 201552SEC filing
Mar 6, 2015Amendment$240,817,206$65,861,351vs Mar 31, 201444SEC filing
Mar 31, 2014Amendment$174,955,855$39,238,000vs Apr 4, 201341SEC filing
Apr 4, 2013Amendment$135,717,855$33,161,209vs Apr 5, 201228SEC filing
Apr 5, 2012Amendment$102,556,646$11,250,000vs Apr 6, 201123SEC filing
Apr 6, 2011Amendment$91,306,646$11,795,166vs Apr 12, 201019SEC filing
Apr 12, 2010Initial$79,511,480No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.68M (estimated)
Finders' fees
$0
Form D file number
021-140390
Emergent Financial Group, Inc. no longer acts as placement agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Emergent Financial Group, Inc.37891
Register Financial Associates, Inc.30568
Constellar Capital Partners Hong Kong LimitedNone

Source: Form D, filed Jun 27, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITEBOX ASYMMETRIC OPPORTUNITIES FUND, LP

Investment adviser: WHITEBOX ADVISORS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Feb 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1714223 · Feb 14, 2023 · Schedule D 7.B.(1), fund 805-1424255947

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Bashforth Director
William Harris Director
Calum Mc Kenzie Director
Richard Mc Millan Director
Andrew Redleaf Executive
Paul Roos Executive
Mark Strefling Executive
Whitebox Advisors Llc Executive
N/A Whitebox Advisors Llc Executive
N/A Whitebox Asymetric Advisors, Llc Promoter
N/A Whitebox Asymmetric Advisors, Llc Promoter
Whitebox General Partner Llc Executive
N/A Whitebox General Partner Llc Executive
Jonathan D. Wood Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3033 Excelsior Blvd, Suite 500
Minneapolis, MN, 55416