Form D · Hedge Fund

Wellington Financials Absolute Return Fund, L.P.

Boston, MA · CIK 0001143494

Offering snapshot reported Apr 10, 2026 · SEC filing

Reported sold
$937M
Indefinite offering
Investors reported
123
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$468M$937MMar 16, 2009: $267,297,021.00Mar 16, 2009Mar 16, 2010: $361,287,723.00Mar 17, 2011: $419,938,258.00Mar 15, 2012: $513,621,511.00Mar 4, 2013: $637,028,270.00Mar 4, 2014: $724,046,613.00Jan 23, 2015: $745,879,671.00Jan 22, 2016: $751,795,792.00May 27, 2016: $760,929,543.00Jul 14, 2016: $764,334,702.00Jul 14, 2017: $778,686,706.00Jul 13, 2018: $908,806,588.00Jul 15, 2019: $910,249,755.00Feb 25, 2020: $910,100,796.00Feb 25, 2021: $913,614,171.00Feb 25, 2022: $915,301,171.00Feb 23, 2023: $920,585,999.00Feb 23, 2024: $923,736,679.00Apr 15, 2024: $924,140,279.00Apr 11, 2025: $930,302,244.00Apr 10, 2026: $936,513,475.00Apr 10, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$930,302,244 → $936,513,475
  • Reported investors122 → 123

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 10, 2026Amendment$936,513,475$6,211,231vs Apr 11, 2025123SEC filing
Apr 11, 2025Amendment$930,302,244$6,161,965vs Apr 15, 2024122SEC filing
Apr 15, 2024Amendment$924,140,279$403,600vs Feb 23, 2024120SEC filing
Feb 23, 2024Amendment$923,736,679$3,150,680vs Feb 23, 2023120SEC filing
Feb 23, 2023Amendment$920,585,999$5,284,828vs Feb 25, 2022120SEC filing
Feb 25, 2022Amendment$915,301,171$1,687,000vs Feb 25, 2021119SEC filing
Feb 25, 2021Amendment$913,614,171$3,513,375vs Feb 25, 2020117SEC filing
Feb 25, 2020Amendment$910,100,796-$148,959vs Jul 15, 2019117SEC filing
Jul 15, 2019Amendment$910,249,755$1,443,167vs Jul 13, 2018126SEC filing
Jul 13, 2018Amendment$908,806,588$130,119,882vs Jul 14, 2017126SEC filing
Jul 14, 2017Amendment$778,686,706$14,352,004vs Jul 14, 2016119SEC filing
Jul 14, 2016Amendment$764,334,702$3,405,159vs May 27, 2016117SEC filing
May 27, 2016Amendment$760,929,543$9,133,751vs Jan 22, 2016115SEC filing
Jan 22, 2016Amendment$751,795,792$5,916,121vs Jan 23, 2015114SEC filing
Jan 23, 2015Amendment$745,879,671$21,833,058vs Mar 4, 2014112SEC filing
Mar 4, 2014Amendment$724,046,613$87,018,343vs Mar 4, 2013103SEC filing
Mar 4, 2013Amendment$637,028,270$123,406,759vs Mar 15, 201295SEC filing
Mar 15, 2012Amendment$513,621,511$93,683,253vs Mar 17, 201172SEC filing
Mar 17, 2011Amendment$419,938,258$58,650,535vs Mar 16, 201055SEC filing
Mar 16, 2010Amendment$361,287,723$93,990,702vs Mar 16, 200949SEC filing
Mar 16, 2009Initial$267,297,021No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-127878
If applicable, employees of the recipient listed in item 12, are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wellington Funds Distributors Inc.000152768
Morgan Stanley Smith Barney LLC000149777

Source: Form D, filed Apr 10, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WELLINGTON FINANCIALS ABSOLUTE RETURN FUND, L.P.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value
$308M
Beneficial owners
30
ADV minimum commitment
$1M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BOFA SECURITIES, INC.
SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

MORGAN STANLEY
CRD 149777 · SEC 801-70103

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 2130971 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-5933356589

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Bruno Director
Christopher G. Kirk Director
Gregory S. Konzal Executive
Neil A. Medugno Director
Susan G. O'connell Director
Phillip M. Perelmuter Director
Sara Lou Sherman Executive
Edward Steinborn Director
Brendan J. Swords Director
Perry M. Traquina Director
Wellington Alternative Investments Llc Executive
Wellington Hedge Management Llc Executive
Wellington Management Company Llp Executive
Wellington Management Investment, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Wellington Alternative Investments Llc 280 Congress Street
Boston, MA, 02210