Investment adviser · CRD 141819

AB CARVAL INVESTORS, LP

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Sep 25, 2026

Regulatory AUM: $18.4B
Client accounts: 69
Employees: 169
Advisory professionals: 74

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	63	$13,372,216,736	72.5%
Other clients	5	$4,655,944,722	25.2%
Investment companies	1	$413,828,506	2.2%

Filing source

Form ADV 2134748 · Sep 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

CVI CEF II POOLING FUND II LPHedge Fund · Last reported Sep 25, 2026$195MGross asset value

Feeder funds

CVI CEF II MASTER FUND I LP
CVI CLEAN ENERGY FUND A II LP
CVI CLEAN ENERGY FUND B II LP
CVI CLEAN ENERGY FUND C II LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS,, Minnesota, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 165

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-5918761751
Reported beneficial owners: 373
Minimum commitment: $5M

Form ADV 2134748 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CVI ABF MASTER FUND II LPHedge Fund · Last reported Sep 25, 2026$190MGross asset value

Feeder funds

AB CARVAL ASSET BASED FUND A LP
AB CARVAL ASSET BASED FUND B LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-5605519585
Reported beneficial owners: 13
Minimum commitment: $5M
Form D file number: 021-522290

Form ADV 2134748 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARVAL CONTINGENT CREDIT FUND LPHedge Fund · Last reported Sep 25, 2026$187MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-5581071946
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 2134748 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CVI AIF MASTER FUND II LPHedge Fund · Last reported Sep 25, 2026$185MGross asset value

Feeder funds

CVI AVIATION INCOME FUND A LP
CVI AVIATION INCOME FUND B LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-5828688431
Reported beneficial owners: 27
Minimum commitment: $10M

Form ADV 2134748 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CVI CVF VI POOLING FUND II LPHedge Fund · Last reported Sep 25, 2026$185MGross asset value

Feeder funds

CVI CREDIT VALUE FUND A VI LP
CVI CREDIT VALUE FUND B VI LP
CVI CREDIT VALUE FUND VI SCSP
CVI CVF VI MASTER FUND II LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-3878159021
Reported beneficial owners: 23
Minimum commitment: $10M
Form D file number: 021-513431
Form D file number: 021-513433

Form ADV 2134748 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CVI CVF IV MASTER FUND III LPHedge Fund · Last reported Sep 25, 2026$183MGross asset value

Feeder funds

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-7930857447
Reported beneficial owners: 139
Minimum commitment: $10M
Form D file number: 021-296835
Form D file number: 021-296837

Form ADV 2134748 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CVI CEF II POOLING FUND III LPHedge Fund · Last reported Sep 25, 2026$166MGross asset value

Feeder funds

CVI CEF II MASTER FUND I LP
CVI CLEAN ENERGY FUND A II LP
CVI CLEAN ENERGY FUND B II LP
CVI CLEAN ENERGY FUND C II LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-8144312829
Reported beneficial owners: 373
Minimum commitment: $5M

Form ADV 2134748 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1601 UTICA AVENUE SOUTH, SUITE 1000
MINNEAPOLIS, MN, 55416-3496, United States

CRD 141819

Filing source

Form ADV 2134748 · Sep 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.