Investment adviser · CRD 130074

ARES MANAGEMENT LLC

LOS ANGELES, CA, United States · Form ADV filed Feb 15, 2022

Regulatory AUM: $138B
Client accounts: 298
Employees: 1,418
Advisory professionals: 766

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	254	$124,196,147,249	90.3%
Insurance companies	17	$5,682,397,605	4.1%
Retirement plans	9	$2,990,965,492	2.2%
Sovereign wealth & foreign institutions	9	$1,865,830,350	1.4%
Other clients	Fewer than 5	$1,391,106,270	1.0%
Other investment advisers	4	$879,976,052	0.6%
Banks & thrifts	Fewer than 5	$582,476,666	0.4%

Filing source

Form ADV 1588787 · Feb 15, 2022 · Item 5.D

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

287 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARES SENIOR DIRECT LENDING PARALLEL FUND (U) II, L.P.Hedge Fund · Master$1.56BGross asset value

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Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Marketer ARES INVESTOR SERVICES LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

Fund details & source

Fund ID: 805-9246812356
Reported beneficial owners: 23
Minimum commitment: $25M
Form D file number: 021-40401505
Form D file number: 021-40401503

Form ADV 1588787 · Feb 15, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES SPECIAL SITUATIONS FUND IV, L.P.Hedge Fund$1.5BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Ares Special Situations Fund IV, L.P.

Fund administrator STATE STREET BANK BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-4216548753
Reported beneficial owners: 69
Minimum commitment: $5M
Form D file number: 021-222419

Form ADV 1588787 · Feb 15, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES PATHFINDER FUND (OFFSHORE), L.P.Hedge Fund$1.5BGross asset value

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Fund administrator SS&C GLOBEOP COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Marketer ARES INVESTOR SERVICES LLC CULVER CITY, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

Fund details & source

Fund ID: 805-1504739712
Reported beneficial owners: 46
Minimum commitment: $10M
Form D file number: 021-36267701

Form ADV 1588787 · Feb 15, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES SPECIAL OPPORTUNITIES FUND (OFFSHORE), L.P.Hedge Fund$1.48BGross asset value

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Fund administrator SS&C LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK, NEW YORK HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Marketer ARES INVESTOR SERVICES LLC CULVER CITY, California, United States Related to adviser: Yes Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer KOREA INVESTMENT AND SECURITIES CO SEOUL, Korea, South Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-4192602953
Reported beneficial owners: 12
Minimum commitment: $250K
Form D file number: 021-34224501

Form ADV 1588787 · Feb 15, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES PATHFINDER FUND, L.P.Hedge Fund$1.3BGross asset value

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Fund administrator SS&C GLOBEOP COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Marketer ARES INVESTOR SERVICES LLC CULVER CITY, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

Fund details & source

Fund ID: 805-9499635199
Reported beneficial owners: 77
Minimum commitment: $10M
Form D file number: 021-362677

Form ADV 1588787 · Feb 15, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES CREDIT STRATEGIES FEEDER III UK, L.P.Other Private Fund$1.28BGross asset value

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Fund administrator SS&C TECHNOLOGIES COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LONDON, United Kingdom Other funds reporting this name →

Custodian THE BANK OF NEW YORK HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1438

Fund details & source

Fund ID: 805-2069106662
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1588787 · Feb 15, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES XXXIR CLO LTD.Securitized Asset Fund$1.28BGross asset value

Search Form D filings →

Fund administrator U.S. BANK CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-3049713378
Reported beneficial owners: 11
Minimum commitment: $250K

Form ADV 1588787 · Feb 15, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 19, 2021 · previous imported filing

Regulatory AUM$139,184,107,056 → $137,588,899,684
Client accounts305 → 298

Filing source

Form ADV 1588787 · Feb 15, 2022 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $134B
Non-discretionary: $3.74B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2000 AVENUE OF THE STARS, 12TH FLOOR
LOS ANGELES, CA, 90067, United States

CRD 130074

Filing source

Form ADV 1588787 · Feb 15, 2022 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.