Investment adviser · CRD 130074

ARES MANAGEMENT LLC

LOS ANGELES, CA, United States · Form ADV filed Mar 31, 2022

Regulatory AUM
$203B
Form ADV · Item 5.F
Client accounts
341
Accounts, not individual clients
Employees
1,769
Reported in this filing
Advisory professionals
721
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$102B$203BFY 2021: $203,424,579,297.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$203,424,579,2971,769Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles289$181,407,724,31589.2%
Insurance companies22$12,025,972,3005.9%
Retirement plans11$3,470,501,9481.7%
Sovereign wealth & foreign institutions8$3,145,570,2841.5%
Other clientsFewer than 5$1,479,133,8460.7%
Banks & thriftsFewer than 5$867,397,6930.4%
Other investment advisersFewer than 5$570,188,9450.3%
Corporations & businessesFewer than 5$458,089,9660.2%
Filing source

Form ADV 1605142 · Mar 31, 2022 · Item 5.D

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

289 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARES CORPORATE OPPORTUNITIES FUND VI, L.P.Hedge Fund · Master$3.86BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LOS ANGELES, California, United States Other funds reporting this name →
Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer ARES INVESTOR SERVICES LLC CULVER CITY, California, United States Related to adviser: Yes Other funds reporting this name →
Marketer ICAPITAL ADVISORS, LLC PITTSBURGH, Pennsylvania, United States Related to adviser: No Other funds reporting this name →
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

ICAPITAL ADVISORS, LLC
CRD 177513 · SEC 801-106690

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source
Fund ID
805-3876061455
Reported beneficial owners
88
Minimum commitment
$100M
Form D file number
021-341466

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES CORPORATE OPPORTUNITIES FUND IV, L.P.Hedge Fund$3.6BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-7079849118
Reported beneficial owners
121
Minimum commitment
$463K
Form D file number
021-177503

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES CORPORATE OPPORTUNITIES FUND VI PARALLEL (TE), L.P.Hedge Fund$2.71BGross asset value
Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer ARES INVESTOR SERVICES LLC CULVER CITY, California, United States Related to adviser: Yes Other funds reporting this name →
Marketer ICAPITAL ADVISORS, LLC PITTSBURGH, Pennsylvania, United States Related to adviser: No Other funds reporting this name →
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

ICAPITAL ADVISORS, LLC
CRD 177513 · SEC 801-106690

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source
Fund ID
805-9325955177
Reported beneficial owners
22
Minimum commitment
$100M
Form D file number
021-34146601

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES SENIOR DIRECT LENDING PARALLEL FUND (U) II, L.P.Hedge Fund · Master$2.48BGross asset value
Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LOS ANGELES, California, United States Other funds reporting this name →
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →
Marketer ARES INVESTOR SERVICES LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

Fund details & source
Fund ID
805-9246812356
Reported beneficial owners
16
Minimum commitment
$25M
Form D file number
021-40401505
Form D file number
021-40401503

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BUILD-TO-CORE INDUSTRIAL PARTNERSHIP III LLCHedge Fund$2.47BGross asset value
Auditor KPMG LLP DENVER, Colorado, United States Other funds reporting this name →
Custodian BANK OF AMERICA CHARLOTTE, North Carolina, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

Fund details & source
Fund ID
805-7593811604
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SSG CAPITAL PARTNERS V, L.P.Hedge Fund$2.45BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator LANGHAM HALL HONG KONG LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LTD. GEORGE TOWN, Cayman Islands Other funds reporting this name →
Custodian DBS BANK LTD SINGAPORE, Singapore Related to adviser: No Other funds reporting this name →
Custodian STANDARD CHARTERED BANK, INDIA MUMBAI, India Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD.
PCAOB 1655

Fund details & source
Fund ID
805-5493310370
Reported beneficial owners
33
Minimum commitment
$0
Form D file number
021-327795

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES PATHFINDER FUND (OFFSHORE), L.P.Hedge Fund$2.32BGross asset value
Fund administrator SS&C GLOBEOP COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →
Marketer ARES INVESTOR SERVICES LLC CULVER CITY, California, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

ARES INVESTOR SERVICES LLC
CRD 166219 · SEC 8-69194

Fund details & source
Fund ID
805-1504739712
Reported beneficial owners
65
Minimum commitment
$10M
Form D file number
021-36267701

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 15, 2022 · previous imported filing

  • Regulatory AUM$137,588,899,684 → $203,424,579,297
  • Client accounts298 → 341
  • Employees1,418 → 1,769
Filing source

Form ADV 1605142 · Mar 31, 2022 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$194B
Non-discretionary
$9.75B

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2000 AVENUE OF THE STARS, 12TH FLOOR
LOS ANGELES, CA, 90067, United States

CRD 130074

Filing source

Form ADV 1605142 · Mar 31, 2022 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.