Investment adviser · CRD 169525
ARK INVEST
ARK INVESTMENT MANAGEMENT LLC
ST. PETERSBURG, FL, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $24.8B Form ADV · Item 5.F
- Client accounts
- 4,207 Accounts, not individual clients
- Employees
- 46 Reported in this filing
- Advisory professionals
- 22 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $24,798,741,423 | 46 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 26 | $23,416,421,801 | 94.4% |
| Other investment advisers | 25 | $763,342,624 | 3.1% |
| Government entities | Fewer than 5 | $413,212,393 | 1.7% |
| Individuals | 251 | $55,023,420 | 0.2% |
| Pooled investment vehicles | 2 | $53,442,596 | 0.2% |
| High-net-worth individuals | 5 | $45,146,826 | 0.2% |
| Retirement plans | Fewer than 5 | $31,470,343 | 0.1% |
| Charities | Fewer than 5 | $20,681,420 | 0.1% |
Filing source
Form ADV 1617331 · Mar 31, 2022 · Item 5.D
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
2 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARK CRYPTOCURRENCY MASTER FUND LLCHedge Fund · Master$52.5MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BDO USA LLP
PCAOB 243
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD 287788 · SEC 8-69912
Fund details & source
- Fund ID
- 805-9131469368
- Reported beneficial owners
- 14
- Minimum commitment
- $1M
- Form D file number
- 021-367426
- Form D file number
- 021-367431
Form ADV 1617331 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARK CREATIVE DESTRUCTION AND INNOVATION STRATEGY EQUITY FUND LPHedge Fund$981KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BDO USA LLP
PCAOB 243
INTERACTIVE BROKERS LLC
SEC 8-47257
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-8448327149
- Reported beneficial owners
- 9
- Minimum commitment
- $100K
- Form D file number
- 021-413440
Form ADV 1617331 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 5, 2021 · previous imported filing
- Regulatory AUM$55,094,588,754 → $24,798,741,423
- Client accounts3,637 → 4,207
- Employees33 → 46
Filing source
Form ADV 1617331 · Mar 31, 2022 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $24.8B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Performance-based
Principal office
200 CENTRAL AVENUE, SUITE 1850ST. PETERSBURG, FL, 33701, United States
CRD 169525
Filing source
Form ADV 1617331 · Mar 31, 2022 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.