ARK INVEST: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$24,798,741,423	46	Mar 31, 2022
2022	$13,883,813,829	46	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	30	$13,276,092,206	95.6%
Other investment advisers	26	$296,322,368	2.1%
Government entities	Fewer than 5	$222,529,272	1.6%
Individuals	198	$24,323,096	0.2%
Pooled investment vehicles	1	$22,419,645	0.2%
Retirement plans	Fewer than 5	$17,397,484	0.1%
High-net-worth individuals	Fewer than 5	$14,009,284	0.1%
Charities	Fewer than 5	$10,720,474	0.1%

Filing source

Form ADV 1733169 · Mar 31, 2023 · Item 5.D

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

ARK CRYPTOCURRENCY MASTER FUND LLCHedge Fund · Master$25.4MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor BDO USA LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BITGO INC. SIOUX FALLS, South Dakota, United States Related to adviser: No Other funds reporting this name →

Marketer MORE MAGNA GLOBAL MARKETS LTD RAMAT GAN, Israel Related to adviser: No Other funds reporting this name →

Marketer RESOLUTE INVESTMENT DISTRIBUTORS, INC. IRVING, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD 287788 · SEC 8-69912

Fund details & source

Fund ID: 805-9131469368
Reported beneficial owners: 14
Minimum commitment: $1M
Form D file number: 021-367426
Form D file number: 021-367431

Form ADV 1733169 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 31, 2022 · previous imported filing

Regulatory AUM$24,798,741,423 → $13,883,813,829
Client accounts4,207 → 3,001

Filing source

Form ADV 1733169 · Mar 31, 2023 · Items 1 & 5

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $13.9B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters

Compensation

Percentage of assets · Performance-based

Principal office

200 CENTRAL AVENUE, SUITE 220
ST. PETERSBURG, FL, 33701, United States

CRD 169525

Filing source

Form ADV 1733169 · Mar 31, 2023 · Items 1 & 5

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.