Investment adviser · CRD 169525
ARK INVEST
ARK INVESTMENT MANAGEMENT LLC
ST. PETERSBURG, FL, United States · Form ADV filed May 21, 2024
- Regulatory AUM
- $15.2B Form ADV · Item 5.F
- Client accounts
- 408 Accounts, not individual clients
- Employees
- 48 Reported in this filing
- Advisory professionals
- 22 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $24,798,741,423 | 46 | Mar 31, 2022 |
| 2022 | $13,883,813,829 | 46 | Mar 31, 2023 |
| 2023 | $15,177,263,144 | 48 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 16 | $14,667,737,749 | 96.6% |
| Government entities | Fewer than 5 | $297,991,279 | 2.0% |
| Pooled investment vehicles | 16 | $91,155,728 | 0.6% |
| Other investment advisers | 25 | $77,843,291 | 0.5% |
| Retirement plans | Fewer than 5 | $22,815,048 | 0.2% |
| High-net-worth individuals | Fewer than 5 | $19,720,049 | 0.1% |
Filing source
Form ADV 1877804 · May 21, 2024 · Item 5.D
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ERNST & YOUNG LLP
Auditor · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
2 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARK CRYPTOCURRENCY MASTER FUND LLCHedge Fund · Master$31.6MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BDO USA LLP
PCAOB 243
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD 287788 · SEC 8-69912
Fund details & source
- Fund ID
- 805-9131469368
- Reported beneficial owners
- 14
- Minimum commitment
- $1M
- Form D file number
- 021-367426
- Form D file number
- 021-367431
Form ADV 1877804 · May 21, 2024 · Schedule D 7.B.(1)
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARK CRYPTO REVOLUTIONS MASTER FUND LLCHedge Fund · Master$24.8MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-7639285170
- Reported beneficial owners
- 12
- Minimum commitment
- $500K
- Form D file number
- 021-475923
- Form D file number
- 021-475926
Form ADV 1877804 · May 21, 2024 · Schedule D 7.B.(1)
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Apr 17, 2024 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1877804 · May 21, 2024 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $15.2B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Performance-based
Principal office
200 CENTRAL AVENUE, SUITE 220ST. PETERSBURG, FL, 33701, United States
CRD 169525
Filing source
Form ADV 1877804 · May 21, 2024 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.