ARK INVEST: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$24,798,741,423	46	Mar 31, 2022
2022	$13,883,813,829	46	Mar 31, 2023
2023	$15,177,263,144	48	Mar 29, 2024
2024	$13,007,845,312	50	Mar 31, 2025
2025	$15,980,171,090	58	Mar 31, 2026

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	12	$13,976,855,119	87.5%
Pooled investment vehicles	22	$1,552,559,499	9.7%
Government entities	Fewer than 5	$413,666,611	2.6%
Retirement plans	Fewer than 5	$33,817,208	0.2%
Other investment advisers	27	$3,272,653	0.0%

Filing source

Form ADV 2056035 · Mar 31, 2026 · Item 5.D

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

ARK TYPE ONE DEEP VENTURES FUND LLCVenture Capital Fund$711MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

ARK Type One Deep Ventures Fund LLC

Fund administrator SECURITIZE FUND SERVICES LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian TRUIST BANK VENICE, Florida, United States Related to adviser: No Other funds reporting this name →

Marketer ELEVATION ADVISORY PARTNERS LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer SKYBRIDGE CAPITAL II, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

TRUIST BANK
LEI JJKC32MCHWDI71265Z06

ELEVATION ADVISORY PARTNERS LLC
CRD 312170 · SEC 801-120658

SKYBRIDGE CAPITAL II, LLC
CRD 148152 · SEC 801-71056

Fund details & source

Fund ID: 805-6505397720
Reported beneficial owners: 30
Minimum commitment: $1M
Form D file number: 021-542234

Form ADV 2056035 · Mar 31, 2026 · Schedule D 7.B.(1)

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since May 5, 2025 · previous imported filing

Regulatory AUM$13,007,845,312 → $15,980,171,090
Client accounts33 → 34
Employees50 → 58

Filing source

Form ADV 2056035 · Mar 31, 2026 · Items 1 & 5

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $16B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters

Compensation

Percentage of assets · Performance-based

Principal office

200 CENTRAL AVENUE, SUITE 220
ST. PETERSBURG, FL, 33701, United States

CRD 169525

Filing source

Form ADV 2056035 · Mar 31, 2026 · Items 1 & 5

Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.