Investment adviser · CRD 149120

ARROWMARK COLORADO HOLDINGS, LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $21B
Client accounts: 138
Employees: 95
Advisory professionals: 41

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	37	$8,112,801,229	38.6%
Other clients	15	$7,717,568,145	36.7%
Investment companies	7	$3,657,407,422	17.4%
High-net-worth individuals	36	$508,354,322	2.4%
Retirement plans	4	$315,340,628	1.5%
Charities	4	$231,769,332	1.1%
Corporations & businesses	8	$190,512,725	0.9%
Government entities	Fewer than 5	$174,536,927	0.8%
Sovereign wealth & foreign institutions	Fewer than 5	$73,423,232	0.3%
Individuals	24	$38,728,547	0.2%

Filing source

Form ADV 2056827 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

ARROWMARK CLO EQUITY STRATEGIC PARTNERS FUND, LPHedge Fund · Last reported Mar 31, 2026$60.7MGross asset value

Form D fundraising filings

ArrowMark CLO Equity Strategic Partners Fund LP

Fund administrator ALPS FUND SERVICES DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC DENVER, Colorado, United States

Custodian U.S. BANK HOUSTON, Texas, United States Related to adviser: No

Marketer PERTH ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Prime broker U.S. BANK HOUSTON, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLC
PCAOB 185

PERTH ADVISORS LLC
CRD 152080 · SEC 8-68423

Fund details & source

Fund ID: 805-1067272987
Reported beneficial owners: 48
Minimum commitment: $5M
Form D file number: 021-404340

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWMARK CLO EQUITY STRATEGIC PARTNERS FUND II, LPHedge Fund · Last reported Mar 31, 2026$55.2MGross asset value

Form D fundraising filings

ArrowMark CLO Equity Strategic Partners Fund II LP

Fund administrator ALPS FUND SERVICES DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC DENVER, Colorado, United States

Custodian U.S. BANK HOUSTON, Texas, United States Related to adviser: No

Marketer PERTH ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Prime broker U.S. BANK HOUSTON, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLC
PCAOB 185

PERTH ADVISORS LLC
CRD 152080 · SEC 8-68423

Fund details & source

Fund ID: 805-5509892689
Reported beneficial owners: 19
Minimum commitment: $50M
Form D file number: 021-542687

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWMARK ACQUISITION VEHICLE SPCHedge Fund · Last reported Mar 31, 2026$39.1MGross asset value

Form D fundraising filings

ArrowMark Acquisition Vehicle SPC

Fund administrator ARROWMARK DENVER, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG LLP DENVER, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6431407302
Reported beneficial owners: 23
Minimum commitment: $1M
Form D file number: 021-160333

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWMARK GLOBAL OPPORTUNITY MASTER FUND II, LTDHedge Fund · Last reported Mar 31, 2026$17.5MGross asset value

Feeder funds

ARROWMARK GLOBAL OPPORTUNITY FUND II, LP
ARROWMARK GLOBAL OPPORTUNITY FUND II, LTD

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DENVER, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8722430792
Reported beneficial owners: 277
Minimum commitment: $1M

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWMARK SPECIALTY FINANCE, LLCHedge Fund · Last reported Mar 31, 2026$15.1MGross asset value

Form D fundraising filings

Arrowpoint Specialty Finance LLC

Fund administrator U.S. BANK MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC DENVER, Colorado, United States

Custodian U.S. BANK HOUSTON, Texas, United States Related to adviser: No

Prime broker US BANK HOUSTON, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLC
PCAOB 185

Fund details & source

Fund ID: 805-9731580193
Reported beneficial owners: 9
Minimum commitment: $5M
Form D file number: 021-243709

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWMARK CRE STRUCTURED FINANCE FUND II LPHedge Fund · Last reported Mar 31, 2026$8.55MGross asset value

Form D fundraising filings

ArrowMark CRE Structured Finance Main Fund II LP

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DENVER, Colorado, United States

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Prime broker NORTHERN TRUST CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 186

Fund details & source

Fund ID: 805-1246439088
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-566436

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEAKS CLO, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$2.15MGross asset value

Fund administrator ALTER DOMUS (FKA CORTLAND CAPITAL MARKET SERVICES LLC) CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Prime broker U.S BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8013382494
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 FILLMORE STREET, SUITE 325
DENVER, CO, 80206, United States

CRD 149120

Filing source

Form ADV 2056827 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.