Investment adviser · CRD 149120

ARROWMARK COLORADO HOLDINGS, LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $21B
Client accounts: 138
Employees: 95
Advisory professionals: 41

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	37	$8,112,801,229	38.6%
Other clients	15	$7,717,568,145	36.7%
Investment companies	7	$3,657,407,422	17.4%
High-net-worth individuals	36	$508,354,322	2.4%
Retirement plans	4	$315,340,628	1.5%
Charities	4	$231,769,332	1.1%
Corporations & businesses	8	$190,512,725	0.9%
Government entities	Fewer than 5	$174,536,927	0.8%
Sovereign wealth & foreign institutions	Fewer than 5	$73,423,232	0.3%
Individuals	24	$38,728,547	0.2%

Filing source

Form ADV 2056827 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

ARROWMARK LIFE SCIENCE FORMATION FUND, L.P.Hedge Fund · Last reported Mar 31, 2026$613KGross asset value

Fund administrator ALPS FUND SERVICES DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DENVER, Colorado, United States

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Marketer MEADOWHAWK GROUP RANCHO SANTA FE, California, United States Related to adviser: Yes

Prime broker NORTHERN TRUST CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-8728623060
Reported beneficial owners: 10
Minimum commitment: $100K

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWMARK LIFE SCIENCE FUND, LPHedge Fund · Last reported Mar 31, 2026$465KGross asset value

Form D fundraising filings

ArrowMark Life Science Fund II, LP

Fund administrator ALPS FUND SERVICES DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DENVER, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK CITY, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK CITY, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-5593618566
Reported beneficial owners: 49
Minimum commitment: $1M
Form D file number: 021-422861

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

APRES STATIC CLO 1, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$447KGross asset value

Fund administrator ALTER DOMUS (FKA CORTLAND CAPITAL MARKET SERVICES LLC) CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian CITIBANK NA HOUSTON, Texas, United States Related to adviser: No

Prime broker CITIBANK NA HOUSTON, Texas, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5255011631
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2056827 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMP ELEVATION CLO 2014-2,LTD.Securitized Asset Fund · Last reported Mar 30, 2019$500MGross asset value

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO, N.A. COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4503485961
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1287754 · Mar 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMP ELEVATION CLO 2017-7, LTD.Securitized Asset Fund · Last reported Mar 30, 2019$450MGross asset value

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4974180895
Reported beneficial owners: 0
Minimum commitment: $500K

Form ADV 1287754 · Mar 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMP ELEVATIONS CLO 2017-6, LTD.Securitized Asset Fund · Last reported Mar 30, 2019$450MGross asset value

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1724543388
Reported beneficial owners: 0
Minimum commitment: $500K

Form ADV 1287754 · Mar 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMP ELEVATION CLO 2014-2, LTD. F/K/A ARROWPOINT CLO 2014-2, LTD.Securitized Asset Fund · Last reported May 15, 2017$441MGross asset value

Fund administrator CORTLAND CAPITAL CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3661434475
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1115094 · May 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 FILLMORE STREET, SUITE 325
DENVER, CO, 80206, United States

CRD 149120

Filing source

Form ADV 2056827 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.