Investment adviser · CRD 305129

HARPOON MANAGEMENT, LLC

SAN DIEGO, CA, United States · Form ADV filed Mar 5, 2024

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

HARPOON VENTURES FUND IV, L.P.Venture Capital Fund$120MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ADURO ADVISORS SAN FRANCISCSO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor FRANK RIMERMAN PALO ALTO, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN
PCAOB 1596

Fund details & source
Fund ID
805-5586540096
Reported beneficial owners
95
Minimum commitment
$0
Form D file number
021-466951

Form ADV 1811243 · Mar 5, 2024 · Schedule D 7.B.(1)

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HARPOON VENTURES FUND II, L.P.Venture Capital Fund$117MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ADURO ADVISORS SAN FRANCISCSO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor FRANK RIMERMAN PALO ALTO, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN
PCAOB 1596

Fund details & source
Fund ID
805-4592042041
Reported beneficial owners
94
Minimum commitment
$25K
Form D file number
021-340786

Form ADV 1811243 · Mar 5, 2024 · Schedule D 7.B.(1)

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HARPOON VENTURES FUND III, L.P.Venture Capital Fund$115MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ADURO ADVISORS SAN FRANCISCSO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor FRANK RIMERMAN PALO ALTO, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN
PCAOB 1596

Fund details & source
Fund ID
805-1164362560
Reported beneficial owners
84
Minimum commitment
$0
Form D file number
021-390398

Form ADV 1811243 · Mar 5, 2024 · Schedule D 7.B.(1)

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HARPOON OPPORTUNITIES I, LPVenture Capital Fund$12.8MGross asset value
Search Form D filings →
Fund administrator ADURO ADVISORS SAN FRANCISCSO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor FRANK RIMERMAN PALO ALTO, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN
PCAOB 1596

Fund details & source
Fund ID
805-2508808805
Reported beneficial owners
14
Minimum commitment
$0

Form ADV 1811243 · Mar 5, 2024 · Schedule D 7.B.(1)

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HARPOON VENTURES FUND II-A, L.P.Venture Capital Fund$8.68MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ADURO ADVISORS SAN FRANCISCSO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor FRANK RIMERMAN PALO ALTO, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN
PCAOB 1596

Fund details & source
Fund ID
805-9518448602
Reported beneficial owners
36
Minimum commitment
$25K
Form D file number
021-340793

Form ADV 1811243 · Mar 5, 2024 · Schedule D 7.B.(1)

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HARPOON VENTURES FUND IV-A, L.P.Venture Capital Fund$4.56MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ADURO ADVISORS SAN FRANCISCSO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor FRANK RIMERMAN PALO ALTO, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN
PCAOB 1596

Fund details & source
Fund ID
805-9843419002
Reported beneficial owners
8
Minimum commitment
$0
Form D file number
021-498395

Form ADV 1811243 · Mar 5, 2024 · Schedule D 7.B.(1)

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HARPOON ASTRANIS, LLCVenture Capital Fund$3.47MGross asset value
Search Form D filings →
Fund administrator ADURO ADVISORS SAN FRANCISCSO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor FRANK RIMERMAN PALO ALTO, California, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN
PCAOB 1596

Fund details & source
Fund ID
805-2309700163
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1811243 · Mar 5, 2024 · Schedule D 7.B.(1)

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

Filing history · 3 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

815 J STREET, SUITE 301
SAN DIEGO, CA, 92101, United States

CRD 305129

Filing source

Form ADV 1811243 · Mar 5, 2024 · Items 1 & 5

Reported by HARPOON MANAGEMENT, LLC (CRD 305129).

Annual Updating Amendment ERA Report · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.