Investment adviser · CRD 334518

GATSBY MANAGEMENT, LLC

Investment adviser filing (IA)

· Form ADV filed Aug 31, 2026

Regulatory AUM
$922M
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$921,902,142100.0%
Filing source

Form ADV 2118845 · Aug 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GATSBY INVESTMENT HOLDINGS LLCPrivate Equity Fund · Last reported Aug 31, 2026$216MGross asset value

Form D fundraising filings

Gatsby Investment Holdings LLC

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7311337078
Reported beneficial owners
12
Minimum commitment
$7K
Form D file number
021-490525

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY VENTURES LLC - SERIES FALCON IIPrivate Equity Fund · Last reported Aug 31, 2026$139MGross asset value

Form D fundraising filings

GATSBY VENTURES LLC - FALCON II

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-9789407123
Reported beneficial owners
58
Minimum commitment
$0
Form D file number
021-531549

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY VENTURES LLC - SERIES FALCON IPrivate Equity Fund · Last reported Aug 31, 2026$111MGross asset value

Form D fundraising filings

Gatsby Ventures LLC - Falcon I

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-3361695830
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-528427

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY FALCON A, LPPrivate Equity Fund · Last reported Aug 31, 2026$109MGross asset value

Form D fundraising filings

Gatsby Falcon A, LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-8904055202
Reported beneficial owners
11
Minimum commitment
$20K
Form D file number
021-510807

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY ROCKET X, LPPrivate Equity Fund · Last reported Aug 31, 2026$86.9MGross asset value

Form D fundraising filings

Gatsby Rocket X, LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-2685210171
Reported beneficial owners
21
Minimum commitment
$20K
Form D file number
021-504650

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY INVESTMENT HOLDINGS SPV LPPrivate Equity Fund · Last reported Aug 31, 2026$82.1MGross asset value

Form D fundraising filings

Gatsby Investment Holdings SPV LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-1402956068
Reported beneficial owners
45
Minimum commitment
$20K
Form D file number
021-493844

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY ROCKET V LPPrivate Equity Fund · Last reported Aug 31, 2026$60.2MGross asset value

Form D fundraising filings

Gatsby Rocket V LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-8694421530
Reported beneficial owners
51
Minimum commitment
$20K
Form D file number
021-474416

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 334518

Filing source

Form ADV 2118845 · Aug 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.