Investment adviser · CRD 334518

GATSBY MANAGEMENT, LLC

Investment adviser filing (IA)

· Form ADV filed Aug 31, 2026

Regulatory AUM
$922M
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$921,902,142100.0%
Filing source

Form ADV 2118845 · Aug 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GATSBY VENTURES LLC - SERIES ALPHA SQUAREPrivate Equity Fund · Last reported Aug 31, 2026$39.7MGross asset value

Form D fundraising filings

Gatsby Ventures LLC

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7693333509
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-569927

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KARMAN VENTURES ROCKET II, LPPrivate Equity Fund · Last reported Aug 31, 2026$21.7MGross asset value

Form D fundraising filings

Karman Ventures Rocket II, LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-9654340737
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-504654

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KARMAN VENTURES ROCKET I, LPPrivate Equity Fund · Last reported Aug 31, 2026$12.5MGross asset value

Form D fundraising filings

Karman Ventures Rocket I, LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-6337057236
Reported beneficial owners
17
Minimum commitment
$0
Form D file number
021-504314

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOVING CAPITAL ROCKET III, LPPrivate Equity Fund · Last reported Aug 31, 2026$10.9MGross asset value

Form D fundraising filings

Moving Capital Rocket III, LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-3782390980
Reported beneficial owners
30
Minimum commitment
$0
Form D file number
021-494085

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY VENTURES LLC - SERIES FALCON 4Private Equity Fund · Last reported Aug 31, 2026$10MGross asset value
Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Marketer EMERSON EQUITY LLC SAN MATEO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

EMERSON EQUITY LLC
CRD 130032 · SEC 801-120835

Fund details & source
Fund ID
805-2700010704
Reported beneficial owners
26
Minimum commitment
$0
Form D file number
021-582766

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GATSBY VENTURES LLC - SERIES FALCON 3Private Equity Fund · Last reported Aug 31, 2026$9.94MGross asset value
Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Marketer MMM SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MMM SECURITIES LLC
CRD 318021 · SEC 8-70865

Fund details & source
Fund ID
805-3435662333
Reported beneficial owners
7
Minimum commitment
$0
Form D file number
021-569927

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOVING CAPITAL ROCKET II, LPPrivate Equity Fund · Last reported Aug 31, 2026$7.97MGross asset value

Form D fundraising filings

Moving Capital Rocket II, LP

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-4514727056
Reported beneficial owners
37
Minimum commitment
$0
Form D file number
021-477417

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 334518

Filing source

Form ADV 2118845 · Aug 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.