LOOMIS, SAYLES & COMPANY, L.P.: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	98	$94,363,733,768	29.5%
Retirement plans	318	$60,324,187,779	18.9%
Pooled investment vehicles	145	$48,334,796,768	15.1%
Government entities	163	$28,027,031,968	8.8%
Other clients	81	$22,579,700,737	7.1%
Sovereign wealth & foreign institutions	11	$20,018,098,553	6.3%
Corporations & businesses	227	$17,433,838,711	5.5%
Insurance companies	166	$13,579,167,494	4.3%
High-net-worth individuals	16,869	$9,661,414,370	3.0%
Other investment advisers	17	$3,624,088,618	1.1%
Charities	163	$1,410,348,934	0.4%

Filing source

Form ADV 1574972 · Nov 1, 2021 · Item 5.D

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

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LOOMIS SAYLES CLO II, LTD.Securitized Asset Fund$351MGross asset value

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Fund administrator INTERTRUST SPV (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Fund administrator JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEWARK, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3712961784
Reported beneficial owners: 5
Minimum commitment: $100K

Form ADV 1574972 · Nov 1, 2021 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

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Filing source

Form ADV 1574972 · Nov 1, 2021 · Items 1 & 5

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $297B
Non-discretionary: $22.6B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE FINANCIAL CENTER
BOSTON, MA, 02111-2621, United States

CRD 105377

Filing source

Form ADV 1574972 · Nov 1, 2021 · Items 1 & 5

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.