NINEPOINTTWO CAPITAL LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$792,737,927	2	Mar 29, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	17	$485,795,037	61.3%
Pooled investment vehicles	1	$196,165,830	24.7%
Charities	Fewer than 5	$110,777,060	14.0%

Filing source

Form ADV 1620802 · Mar 29, 2022 · Item 5.D

Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

NPT NEUTRON FUND I, LPHedge Fund$66.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

NPT Neutron Fund I LP

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor KPMG GEORGE TOWN, Cayman Islands Other funds reporting this name →

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No Other funds reporting this name →

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-3304011664
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-366578

Form ADV 1620802 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1620802 · Mar 29, 2022 · Items 1 & 5

Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $793M
Non-discretionary: $0

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

1901 AVENUE OF THE STARS, STE 1100
LOS ANGELES, CA, 90067, United States

CRD 297270

Filing source

Form ADV 1620802 · Mar 29, 2022 · Items 1 & 5

Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.